Compliance & Regulation


Solicitor struck off for sub-letting council home

4 May 2020

A solicitor convicted of illegally subletting his council flat knew “right from wrong” despite ill health and personal problems, the Solicitors Disciplinary Tribunal has found.


Partners fined for sitting on almost 1,000 residual balances

1 May 2020

Four partners in a Welsh law firm have been fined for sitting on 979 residual balances, totalling over £468,000, for “lengthy periods of time” and where there had been no activity for six months.


SRA paralegal banned after child offences conviction

1 May 2020

A paralegal who was working at the Solicitors Regulation Authority has been banned from the profession after being jailed for online sexual offences involving children.


Solicitor who lied about lost documents to appeal strike-off

23 April 2020

A former junior solicitor who was struck off after lying about losing documents she was working on while acting for the Solicitors Regulation Authority, is appealing against the decision.


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Blog


It’s time for law firms to ask tougher questions

For years, many law firms have treated ID verification as a box-ticking exercise. Run a liveness check, match a face to a document and move on. But that is no longer good enough.


Business fatigue to AI will risk job security

Whilst we know professional learning has always been part of career paths, to hire, retain and keep talent, AI needs to be embedded as a core part of this training.


On good authority? GenAI and the reputational risks to law firms

As GenAI’s influence grows, so do the risks which are already playing out in courtrooms across England and Wales, where some early adopters are setting precedents they would rather not.


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