Compliance & Regulation


LSB “forced” accountants to withdraw from legal services regulation

15 October 2020

It was “fundamentally wrong” for Legal Services Board rules to force the Association of Chartered Certified Accountants to withdraw from legal services, another accountancy body has argued.


Ethics worry with lawyers and lawtech firms “not speaking same language”

14 October 2020

Solicitors are concerned that some new legal technology they buy does not take into account their professional rules and ethical duties because lawtech firms are “not speaking the same language”.


Legal Ombudsman urges CMA to extend reach to unregulated firms

14 October 2020

The Office for Legal Complaints, the governing body of the Legal Ombudsman, has renewed its call for it to be allowed to extend its reach to unregulated legal services providers.


Law Society “must show it listens to solicitors” about cost of practising

12 October 2020

The Law Society and SRA need to do more to show that they take on board what solicitors have to say about the cost of practising, the Legal Services Board has warned.


Law Society conveyancing scheme a “barrier to competition”

7 October 2020

The Law Society’s Conveyancing Quality Scheme is a “market barrier”, blocking entry to non-solicitor law firms, the Competition and Markets Authority has been told.


“Manifestly incompetent” partner suspended over client cash

6 October 2020

A “manifestly incompetent” partner, whose “neglect and carelessness” led to a shortage in her law firm’s client account of £214,000, has been suspended for 18 months.


SRA: transparency rules compliance “improving”

6 October 2020

Compliance with the rules on price and service transparency is improving but a stubborn minority are facing disciplinary action, the Solicitors Regulation Authority has said.


Solicitor asked boss to help cover up her misconduct

5 October 2020

A solicitor kept money meant for counsel for several months, altered the date of a fee note from his chambers and then pleaded with her boss to hide it from the regulator.


Fine for drunk solicitor who assaulted 18-year-old woman

2 October 2020

A leading criminal law solicitor convicted of sexually assaulting an 18-year-old woman while drunk in Newcastle city centre on New Year’s Eve has been fined by the Solicitors Disciplinary Tribunal.


No sanction for trainee who billed “in anticipation” of doing work

1 October 2020

An under-pressure trainee solicitor who billed for work she anticipated doing has not been sanctioned by the Solicitors Disciplinary Tribunal, even though she did not eventually do it.

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Blog


Mazur: when regulators make simple things complicated

What the last six months have shown is that supervision cannot be treated as a background compliance obligation quietly managed somewhere in a firm’s operational processes.


How unstoppable AI is reshaping UK legal practice

At a time when most technology innovation still flows from the US and China, UK lawtech is attracting growing international attention and capital.


Modern vehicles: new injury profiles and new legal challenges

As the number of electric vehicles on UK roads continues to grow year-on-year, it is important to address the risks that come with their increased adoption.


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