Compliance & Regulation


Petition calls for SRA to allow unsolicited approaches online

9 April 2021

A solicitor has begun a petition urging the Solicitors Regulation Authority to allow firms to make unsolicited approaches to consumers online, saying the blanket ban goes too far.


Tribunal rejects solicitor appeal against £1,000 SRA fine

31 March 2021

A tribunal has rejected an appeal by a solicitor against a £1,000 fine imposed by the SRA for breaching a written agreement he made during probate litigation.


Ex-Wolstenholmes partner allowed to return to law firm ownership

25 March 2021

A former partner at Wolstenholmes – the conveyancing firm whose catastrophic collapse cost the profession £13m – can become a partner once more after a ban was removed.


Solicitor struck off after contempt finding allowed to return to profession

24 March 2021

A solicitor who was struck off more than 20 years ago after being found in contempt of court and breach of undertakings to the High Court, has been restored to the roll.


Solicitor who lied about lost documents wins SDT rehearing

23 March 2021

A junior solicitor struck off last year after she left confidential documents in a locked case on a train is to have a retrial to reconsider the impact of her mental health on her actions.


Junior solicitor who lied to opponent “in blind panic” avoids strike-off

22 March 2021

A newly qualified solicitor who said she was “blinded by panic” when she lied about sending an email containing personal data to the wrong person, has been spared a strike-off.


Solicitor struck off for forging signatures while a trainee

19 March 2021

A solicitor who forged a qualified colleague’s signature on conveyancing documents while still a trainee has been struck off, with a tribunal rejecting her claim that she had been authorised to do it.


Solicitor who plundered client account struck off – and now has unregulated firm

16 March 2021

A solicitor who plundered his firm’s client account for nearly £400,000, while failing to redeem a mortgage or pay stamp duty as required, has been struck off by the Solicitors Disciplinary Tribunal.


Solicitor who “juggled” client funds struck off

12 March 2021

A solicitor who tried to “juggle” client money to meet her firm’s needs, and to claim that purchases from a cosmetics website were for the business, has been struck off.


Solicitor’s wrongdoing “not a shield” for employee misconduct

11 March 2021

A solicitor’s misconduct cannot negate a non-solicitor employee’s misconduct or shield them from being banned from working for law firms, the Solicitors Disciplinary Tribunal has ruled.

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