Compliance & Regulation


Regulators target inconsistencies in approach to bullying and harassment

22 July 2021

Work has begun to create a consistent approach across all the legal regulators to sexual misconduct, racial harassment, bullying and other forms of “anti-inclusive misconduct”.


Solicitor struck off for “reckless” prison legal aid claims

22 July 2021

The joint head of a law firm’s prison law department has agreed to be struck off after making legal aid claims for prison visits which never took place.


CA grants innocent partners limitation defence in huge law firm fraud

20 July 2021

Two innocent partners of a solicitor jailed for a multi-million-pound theft from their firm’s client account can rely on a limitation defence after being sued for the losses caused, the Court of Appeal has ruled.


Solicitor who forged loan documents is struck off

20 July 2021

A solicitor who forged documents for a £30,000 loan, secured against his matrimonial home during an “acrimonious” divorce, has been struck off, even though the events did not relate to his practice.


Stronger rules on ongoing competence move step closer

20 July 2021

The current regulatory approach to lawyers’ ongoing competence needs to change, the Legal Services Board has concluded, with assessments such as spot checks likely to be part of the reform.


Solicitor fined for signing divorce client up to unlawful DBA

19 July 2021

A solicitor who entered into a damages-based agreement with a family law client and pursued her for costs under it has been fined £10,000 by the Solicitors Disciplinary Tribunal.


Only 10% of new BPTC graduates found pupillage due to Covid

19 July 2021

Only 10% of students who successfully completed the Bar professional training course last year had started a pupillage by the end of March 2021, according to new figures.


No let-up: impact of Covid on Legal Ombudsman laid bare

16 July 2021

Covid did not significantly reduce the number of dissatisfied clients contacting the Legal Ombudsman but it hit the organisation’s ability to deal with them, according to figures out today.


Partner and firm fined for not recognising ‘own interest’ conflict

16 July 2021

A partner and law firm failed to spot a restrictive covenant on a purchase and then did not tell its developer client, continuing instead to act for him when litigation over it ensued.


Law firm rebuked for AML failure caused by third-party ID checker

16 July 2021

A law firm has been rebuked after a failure to perform proper due diligence on the identity of a client – for which it relied on a third party – led to a fraudulent property sale.

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Blog


The new metrics for success in conveyancing

While technology has made much of the conveyancing process faster, there remains a practical limit to how many matters anyone can manage while still keeping standards intact.


The UK legal market is polarising – and the middle is disappearing

Consolidation and the boutique boom are not contradictory. They are the same market stretching apart at both ends – and it changes what your firm is worth, and to whom.


Conveyancing’s consistency problem is about pressure, not skills

When I qualified, a conveyancer had perhaps 10 or 12 plates to keep spinning. Today’s conveyancers have 20 or 30, and almost none of the room for error I had starting out.


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