Compliance & Regulation
Criminals’ ‘go-to’ solicitor struck off while in jail
A solicitor who was the ‘go to’ lawyer for a gang of criminals because he would not ask too many questions about where their money came has been struck off while serving seven years in jail.
Solicitor amended form of authority not knowing client was dead
A solicitor who amended a client’s form of authority when he could not contact her and then sent it to her former employer – not knowing she had died – has been struck off for dishonesty.
Covid-19 will hamper ombudsman turn-around, says new chair
The coronavirus crisis will impede much-needed efforts to turn around the performance of the Legal Ombudsman, its new chair has warned in an interview with Legal Futures.
Solicitor rebuked for failing to supervise “lying” consultant
The head of a law firm who said she was lied to by a consultant solicitor, who paid £2.25m of property sale proceeds to a third party as part of a pattern of flagrant misconduct, has accepted a rebuke.
Solicitor banned from management over accounts failure
A solicitor was kept in the dark by an experienced bookkeeper about improper transfers she was making from client to office account to keep the firm afloat, a tribunal has heard.
Solicitor “didn’t know what to do” with money from third party
A solicitor whose firm received over £530,000 into its client account from an unknown third party, “sat on it” because “we just didn’t know” what to do, a tribunal has heard.
Solicitor who used client money to buy jewellery is struck off
A director of a former London law firm who admitted fabricating grants of probate and using client money to buy jewellery has been struck off.
Solicitor fined after conviction for abusive Facebook messages
A junior solicitor diagnosed with Asperger’s syndrome who was convicted after sending a woman he briefly dated abusive Facebook messages has now been fined £10,000 by a disciplinary tribunal.
Solicitor failed to advise on “obvious risks” of off-plan schemes
A solicitor who failed to advise on the “obvious risks” of four off-plan property development schemes has been fined £10,000. His advice was “so inadequate as to be incompetent”.
Solicitor faked court documents to mislead client
A solicitor has been struck off for falsifying court documents to make a client think his application to extend his leave to remain in the UK had been made before the leave had expired.
Blog
It’s time for law firms to ask tougher questions
For years, many law firms have treated ID verification as a box-ticking exercise. Run a liveness check, match a face to a document and move on. But that is no longer good enough.
Business fatigue to AI will risk job security
Whilst we know professional learning has always been part of career paths, to hire, retain and keep talent, AI needs to be embedded as a core part of this training.
On good authority? GenAI and the reputational risks to law firms
As GenAI’s influence grows, so do the risks which are already playing out in courtrooms across England and Wales, where some early adopters are setting precedents they would rather not.
