Compliance & Regulation


Solicitor who lied to new employer struck off

14 December 2020

A solicitor who lied when she told her new employer that she was not under investigation by the Solicitors Regulation Authority has been struck off.


Solicitor who sold firm’s letterhead for £10 a case is struck off

11 December 2020

A solicitor has been struck off for selling his firm’s letterhead to a company for use in compensation claims for £10 a letter where the claim was successful, along with improper transfers from client account.


SDT: No significant risk that groping ‘KKK’ solicitor will repeat conduct

10 December 2020

There is no “significant risk” that a senior partner who did a Ku Klux Klan impersonation at his Black secretary and repeatedly groped her bottom will repeat his behaviour, the SDT has decided.


Firm fined £14,000 for conveyancing ID failures

7 December 2020

An alternative business structure that failed to carry out sufficient identity checks on conveyancing transactions has been fined £14,000 by the Solicitors Regulation Authority.


Solicitor ordered secretaries to retrospectively “witness” wills

4 December 2020

The managing director of a law firm who ordered legal secretaries and a trainee solicitor to retrospectively “witness” wills which had already been signed by clients has been struck off.


BSB stats and Beckwith ruling put focus on misconduct outside practice

1 December 2020

There has been a significant increase in the number of complaints about the conduct of barristers outside of practice, it has emerged, as the implications of the Beckwith ruling continue to reverberate.


Conveyancer’s shock at fraudster’s in-branch transfer from client account

30 November 2020

A leading conveyancer has expressed his shock after a fraudster was able to transfer money from his firm’s client account at one of his bank’s branches, despite having put safeguards in place to prevent it.


Criminal solicitors billed med neg claimant £20k for “admin work”

30 November 2020

Two criminal law solicitors who billed the victim of an attack by a psychiatric patient a total of £20,000 for what they described as “administrative services” have been fined by a tribunal.


Beckwith wins appeal – conduct was inappropriate but did not breach code

27 November 2020

The High Court has overturned the decision that former Freshfields partner Ryan Beckwith breached the SRA code of conduct by having drunken sex with a junior lawyer at the firm.


Reality of law firms’ approach to AML not living up to their policies

26 November 2020

There is a difference between many law firms’ anti-money laundering policies and procedures, and what actually happens in practice, the Solicitors Regulation Authority has found.

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