Compliance & Regulation


Young solicitor who faked email in “moment of madness” avoids strike-off

7 January 2021

A young solicitor who amended an email to give a client a false impression of when it was sent has avoided being struck off for what a tribunal described as a “moment of madness”.


Court rejects solicitor’s claim that she hand-delivered files to SRA

7 January 2021

A solicitor failed to comply with court orders to produce files to the Solicitors Regulation Authority, a High Court master has ruled, despite her claim that she hand-delivered them.


Judge fines trio who provided unregulated legal advice

7 January 2021

Directors from two legal businesses which generated £2.5m in fees by providing unregulated immigration advice have been fined nearly £17,000 and ordered to pay over £28,000 in compensation.


Tribunal clears solicitor but refuses to order costs against SRA

6 January 2021

A solicitor has been cleared by a tribunal of misleading the court but failed in his bid for the Solicitors Regulation Authority to pay him almost £100,000 in costs as a result.


Complaint over law firm’s radio advert rejected

6 January 2021

A Merseyside law firm has been cleared of breaking Advertising Standards Authority rules with a radio advert that highlighted the fear of “a social worker at your door to take your child”.


UK unexpectedly reduces tax scheme reporting burden on firms

6 January 2021

The government has unexpectedly announced that DAC 6, an EU cross-border tax transparency rule with major implications for international law firms, will be rewritten in the wake of the Brexit trade deal.


Solicitor “took advantage” of daughter-in-law over flat purchase

5 January 2021

A solicitor who took unfair advantage of his own daughter-in-law by not completing his purchase of her flat and not telling her, and then renting it out for his own benefit, has been struck off.


SRA ordered to pay solicitor costs over botched prosecution

4 January 2021

A tribunal has ordered the Solicitors Regulation Authority to pay a solicitor £22,500 in costs after ruling that many of the allegations made against him were not properly brought.


Leading firms fined for accounts rules breaches

4 January 2021

Two well-known law firms have accepted fines from the SRA – one for allowing its client account to be used as a banking facility and the other for holding disbursements in its office account.


Struck-off solicitor receives pardon from President Trump

23 December 2020

A solicitor struck off for making false statements to the Mueller inquiry into alleged Russian involvement in the election of US president Donald Trump has received a presidential pardon.

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