Compliance & Regulation
Solicitor faked court documents to mislead client
A solicitor has been struck off for falsifying court documents to make a client think his application to extend his leave to remain in the UK had been made before the leave had expired.
Tribunal upholds LSB decision not to release Leigh Day emails
The First-tier Tribunal has upheld the decision of the Legal Services Board not to release an email exchange with the Solicitors Regulation Authority over the Leigh Day case.
Licensed conveyancers to embrace third-party managed accounts
A revised accounts code that expressly allows firms of licensed conveyancers to use third-party managed accounts has been approved by the Legal Services Board.
Firm boss cleared of telling clients to delete holiday posts
The managing director of a Liverpool law firm has been cleared a tribunal of telling holiday sickness clients to delete social media posts which could undermine their claims.
90% of law firms “breaching transparency rules”
The vast majority of law firms are still failing to comply with the SRA rules on price transparency, a survey has found. The news comes with the regulator planning to step up its checks.
SRA to beef up AML monitoring of law firms
The Solicitors Regulation Authority is to beef up its monitoring of firms’ anti-money laundering efforts and begin a review of continuing competence, its draft 2020/21 business plan has revealed.
SRA: Firms can prolong extended PII cover with agreement
Law firms unable to secure professional indemnity insurance because of Covid-19 can prolong the extended indemnity period by agreement and with regulatory approval.
Law firm facilitated £8m “cheque-clearing scheme”
An experienced solicitor who allowed her firm’s client account to be used as a banking facility in a £8m “cheque-clearing scheme” has been struck off.
Court of Appeal upholds law firm’s Chinese wall
A law firm acting for different defendants against the same claimant does not owe that claimant a true fiduciary duty, and so it does not have to prove its Chinese Wall works, the Court of Appeal has ruled.
Solicitor cleared over alleged confidentiality breach
A solicitor accused of disclosing to a client confidential information about a former client has been cleared of wrongdoing by a disciplinary tribunal.
Blog
Santa’s Costa Living Crisis
It’s almost 25 December, so it must be time for the annual Christmas blog from Nigel Wallis, consultant solicitor at O’Connors Legal Services.
Five golden links for a caring Christmas and New Year
This time of year always sharpens thoughts about how we look after and support elderly clients and those, elderly or otherwise, who find themselves in vulnerable circumstances.
Amplifying reach through employee-driven thought leadership
Nine in 10 executives believe thought leadership is critical to building authority, yet only a quarter feel they have implemented a robust strategy.
