Compliance & Regulation


Barrister sanctioned for own fundamentally dishonest PI claim

29 October 2021

A non-practising barrister who had his personal injury claim thrown out as fundamentally dishonest has been banned for returning to practice for nine months.


Newly qualified left in charge of firm rebuked over client account failures

28 October 2021

A newly qualified solicitor left holding the fort when the sole principal she was working for was hospitalised, has been rebuked after apparent conveyancing frauds happened on her watch.


SRA business plan targets solicitor-advocates and technology

27 October 2021

The Solicitors Regulation Authority is to check the training records of solicitor-advocates working in the higher courts, its latest business plan has revealed.


Barrister struck off over sexual assault on colleague

26 October 2021

A barrister who groped a colleague’s breasts during a night out – for which he was later convicted – and then asked her to lie to help him cover his tracks with his fiancee has been disbarred.


“Slapdash” conveyancer fined £10,000 by SDT

26 October 2021

A solicitor who lost sight of who was her client and whose actions in a conveyancing transaction were described as “slapdash” has been fined £10,000.


SRA approves cyber-losses clause despite insurer concerns

26 October 2021

The Solicitors Regulation Authority is to add a clause on cyber-losses to the minimum terms and conditions of insurance despite concerns expressed by the insurance industry.


City giant to face trial over alleged conflicts of interest

25 October 2021

City giant Hogan Lovells only achieved partial success in a bid for summary judgment over complaints that it had multiple conflicts of interest while acting for a Ukrainian tycoon.


Divorce fraud barrister fails in appeal against disbarment

25 October 2021

A barrister who deliberately gave the court a wrong address in an effort to obtain a divorce fraudulently has lost his appeal against being disbarred.


LSB approves new regulator for accountant probate providers

25 October 2021

The Legal Services Board has approved CILEx Regulation’s application to take over the regulation of probate work carried on by members of the Association of Chartered Certified Accountants.


Retired solicitor struck off for falsifying letter in bid to explain rule breach

22 October 2021

A 75-year-old solicitor has been struck off after he provided a client with a banking facility for over 20 years and then faked a letter of retainer to cover himself.

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