Compliance & Regulation


No let-up: impact of Covid on Legal Ombudsman laid bare

16 July 2021

Covid did not significantly reduce the number of dissatisfied clients contacting the Legal Ombudsman but it hit the organisation’s ability to deal with them, according to figures out today.


Partner and firm fined for not recognising ‘own interest’ conflict

16 July 2021

A partner and law firm failed to spot a restrictive covenant on a purchase and then did not tell its developer client, continuing instead to act for him when litigation over it ensued.


Law firm rebuked for AML failure caused by third-party ID checker

16 July 2021

A law firm has been rebuked after a failure to perform proper due diligence on the identity of a client – for which it relied on a third party – led to a fraudulent property sale.


Public access barrister suspended over “hostile emails” to solicitors

13 July 2021

A public access barrister who engaged in “unnecessarily hostile and antagonistic correspondence” with opposing solicitors has been suspended for six months.


Law firm boss avoid costs order after losing whistleblowing claim

12 July 2021

A law firm chief executive who lost his claim that he was fired for making protected disclosures has escaped a costs order even though a tribunal said it had no reasonable prospects of success.


Public supports stronger ongoing competence checks for lawyers

9 July 2021

There is near unanimity among the public that lawyers should have to demonstrate more actively than now that they remain competent throughout their careers, the Legal Services Board has found.


Law firm swaps regulator after enduring “bumpy journey”

8 July 2021

A family law practice started by two solicitors has divorced the Bar Standards Board as its regulator and taken up with the Solicitors Regulation Authority after difficulties beset the relationship.


Barrister suspended over Royal baby tweets returns to work

7 July 2021

The barrister suspended from the innovative family law business she founded after being accused of making racist comments about the latest Royal baby has returned to work.


Solicitor jailed for stamp duty land tax fraud

7 July 2021

A solicitor who falsified returns to HM Revenue & Customs so as to underpay stamp duty land tax and pocket the difference has been jailed for more than three years.


BSB more likely to raise complaints against minority ethnic barristers

7 July 2021

Minority ethnic barristers remain more likely than their White counterparts to be subject to complaints raised by the Bar Standards Board, with men more likely than women, new research has shown.

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Blog


Reorientation in the AI era must begin with the client

Much of the discussion about AI in the legal industry focuses on technology: which tools to adopt and which tasks might get automated. But this misses the deeper story.


Awaab’s Law phase 2: New hazards council tenants can now claim for

The conversation on housing disrepair is moving beyond damp and mould alone. With the rollout of phase 2 of Awaab’s Law, the scope of issues covered is expanding significantly,


Beyond PCP: Can regulators and lawyers work better together next time?

Nearly a decade after the Financial Conduct Authority began investigating the car finance industry, the story of the PCP commission scandal is still unfinished.


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