Compliance & Regulation
SRA ordered to pay solicitor £50k in costs after failed prosecution
The Solicitors Regulation Authority has been ordered to pay a solicitor exonerated by a disciplinary tribunal £50,000 in costs.
GCs call on Law Society to withdraw whistleblowing guidance
A network of female general counsel has called on the Law Society to withdraw whistleblowing guidance for in-house lawyers, arguing that it “entrenches the longstanding bias against reporting”.
Strike off for solicitor who told colleague to lie
A family law solicitor who asked a newly qualified legal executive to lie to a litigant in person, having already lied to him herself, has been struck off.
Partner used client money to pay his tax bill
A partner at a London law firm responsible for dozens of unauthorised transfers from client account worth nearly £1.2m – in part to pay his tax bill – has been struck off.
Treasury urged to exempt conveyancers from tax adviser registration
The government has been urged to reconsider plans to make conveyancers register individually with HM Revenue & Customs as tax advisers because they deal with SDLT.
Head of property certified ID documents without seeing them
The head of commercial property at a law firm who certified a client’s ID documents as true and complete copies without seeing the originals has been struck off.
Lawyers back High Court decision on Zahawi solicitor
Lawyers have welcomed the High Court decision to overturn the finding of misconduct against Nadeem Zahawi’s lawyer – but Dan Neidle calls it surprising and concerning.
High Court overturns Zahawi solicitor misconduct finding
The High Court has overturned the finding of misconduct made about the solicitor for former Conservative Chancellor Nadeem Zahawi.
Ex-cabinet minister named Bar’s first Commissioner for Conduct
Former Conservative cabinet minister Dame Maria Miller – who used to chair Parliament’s women and equalities committee – has been named the Bar’s first ever Commissioner for Conduct.
No plans to review regulation of estate planning, says minister
The government has no plans to review the regulation of estate planning and trust-selling practices in the wake of the collapse of Anglo-Scottish law firm McClure, a justice minister has said.
Blog
Accountability has to live within governance, not with one person
The assumption has long been that a COLP or COFA is personally exposed to the consequences of anti-money laundering breaches.
The SRA’s client money reforms: good intentions, questionable execution
On the face of it, the SRA’s plans to tighten protections around client money sounds sensible. The detail, as ever, tells a more complicated story.
Recruitment, retention and reward in the legal accounts world
Understanding the legal finance market is important – not just for those actively involved in it day-to-day but also for leaders within law firms.
