Compliance & Regulation


SDT chief defends role in policing solicitors’ personal conduct

30 July 2021

It is “impossible for solicitors to leave their practising certificates at home completely” when it comes to behaviour in their personal lives, the president of the Solicitors Disciplinary Tribunal has said.


Law Society: Solicitors must not use AI without clients’ consent

30 July 2021

Clients should be put at the heart of legal technology by law firms, including being asked for consent before artificial intelligence is deployed, solicitors have been told.


High-profile solicitor Todner to face disciplinary tribunal

29 July 2021

High-profile solicitor Karen Todner is to face the Solicitors Disciplinary Tribunal over allegations of financial mismanagement. The tribunal is also to hear a case involving leading London firm Mishcon de Reya.


Solicitor lost unencrypted USB stick full of client information

29 July 2021

A solicitor who lost an unencrypted USB stick full of client information that was subsequently found by a member of the public has been rebuked by the SRA.


City partner struck off for “bizarre” inflated billing

28 July 2021

The Solicitors Disciplinary Tribunal has described as “bizarre and not credible” an account given by a City partner of how she valued at £220,000 legal work for a client she had billed at only £3,800.


Technology and innovation “step-change” in last year but barriers persist

27 July 2021

The past year has seen a “step change” in the adoption of legal technology and innovation, in part as a result of Covid-19, a major piece of new research has found. However, significant barriers remain.


Men four times more likely than women to appear before SDT

27 July 2021

Men are four times more likely than women to appear before the Solicitors Disciplinary Tribunal, despite gender parity in the profession, academics have found.


Dishonest but “humanitarian” solicitor avoids strike-off

26 July 2021

A solicitor found to have misled a court, lied to a client about receiving money from them and falsely held himself out as a notary public has avoided being struck off.


Call for law to enforce undertakings given by incorporated law firms

23 July 2021

Parliament should extend the courts’ supervisory jurisdiction over solicitors’ undertakings to cover those given by incorporated law firms, particularly LLPs, the Supreme Court said today.


SRA: Number of workplace bullying investigations on the rise

23 July 2021

Solicitors under investigation by their regulator are increasingly citing workplace bullying as a reason for their misconduct, according to a report published yesterday.

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Blog


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Beyond PCP: Can regulators and lawyers work better together next time?

Nearly a decade after the Financial Conduct Authority began investigating the car finance industry, the story of the PCP commission scandal is still unfinished.


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