Compliance & Regulation


Legal aid fraud solicitor fails to set aside £5m judgment

3 March 2021

A solicitor and her practice manager husband jailed for legal aid fraud have failed in their bid to set aside a default judgment for nearly £5m obtained by the Ministry of Justice.


City firm avoids order to pay out escrow funds due to prosecution risk

2 March 2021

A major City law firm should not be ordered to pay into court $325m it is holding in an escrow account, because it risks being prosecuted in America if it does, the High Court has ruled.


Solicitor who “did not know” he was a partner is rebuked

2 March 2021

A solicitor who said he did not know that he had been appointed a partner and compliance officer for legal practice (COLP) of his firm has been rebuked.


Solicitor fined for fly tipping and supervision failure

1 March 2021

A solicitor who failed to supervise a caseworker he wrongly thought to be a barrister and also fly tipped legal documents containing client information has been fined.


Solicitor who left clients “high and dry” struck off

25 February 2021

A solicitor left clients “high and dry” by failing to register their property purchases and pay stamp duty, while misappropriating some £175,000 of their money, a tribunal has found.


Solicitor failed to check whether jailed client wanted to sell property

24 February 2021

A veteran solicitor did not confirm that his imprisoned client had given instructions to transfer a £300,000 property to his mother, with the client claiming after it happened that he knew nothing about it.


Solicitor fined for abusive call to client who’s also a relative

23 February 2021

A solicitor was verbally abusive to a client and attempted to dissuade them from continuing a complaint against him, it has emerged – and the pair were related.


Partner lied to client about settlement that never was

22 February 2021

A partner at leading regional firm Clarke Willmott has been struck off for lying to his client that settlement monies were on the way when he had not actually negotiated any settlement.


Solicitor struck off over falsified decree absolute

19 February 2021

A solicitor who led a client to believe he was divorced after she falsified a decree absolute has been struck off. She also admitted having the client pay her in cash, rather than pay her firm.


Barrister suspended after appearing in court when unauthorised – again

19 February 2021

An experienced barrister who appeared in two courts without having a practising certificate has been suspended for four months, having been fined twice in previous years for the same offence.

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