Compliance & Regulation


Trainee and legal cashier banned for taking money

12 August 2021

A trainee solicitor and a legal cashier have each been banned from working for law firms after being found to have taken money from their respective firms.


High Court rejects appeal by struck-off pension scam solicitor

11 August 2021

The High Court has rejected an appeal by a solicitor struck off after he “turned a blind eye” to the warning signs of fraud in an early release pension scam.


SRA demands firms declare compliance with transparency rules

10 August 2021

The Solicitors Regulation Authority has written to 8,000 law firms to demand a declaration that their websites are compliant with the transparency rules and display its clickable logo.


CA rejects insurer’s aggregation bid in huge law firm fraud

9 August 2021

The Court of Appeal has upheld a decision not to aggregate as one the claims a Yorkshire law firm’s indemnity insurer is facing because of a multi-million pound fraud run by one partner.


Trainee solicitor banned from profession for past stalking conviction

9 August 2021

A trainee solicitor convicted of stalking nearly five years ago has been banned from working in the legal profession by the Solicitors Regulation Authority.


Solicitors should offer clients more choice than single barrister

5 August 2021

Clients referred to barristers by solicitors were unaware that they had a choice of barrister, “nor did they feel able or equipped to make that choice”, a report for the Bar Standards Board has found.


“A scandal within a scandal”: Call to investigate Post Office lawyers

4 August 2021

Researchers have called for an investigation into whether lawyers involved in the Post Office Horizon litigation committed professional misconduct, calling it a “scandal within a scandal”.


Partner who lied to SRA and indemnity insurer is struck off

4 August 2021

A partner who lied to the Solicitors Regulation Authority and her indemnity insurer, and allowed her firm to continue trading without insurance, has been struck off.


Solicitor agrees to leave profession over property sale irregularities

3 August 2021

A solicitor involved in property transactions where due diligence on clients and funds was severely lacking has agreed to leave the profession rather than face a disciplinary tribunal.


BTAS rejects calls to soften sanctions for ‘low level’ sexual misconduct

2 August 2021

The Bar Tribunals & Adjudication Service has rejected the argument that a starting point of 12 months’ suspension for sexual misconduct is too much for some less serious types of behaviour.

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Blog


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