Compliance & Regulation
Tribunal rejects return to roll for ex-solicitor 30 years after leaving
The Solicitors Disciplinary Tribunal has rejected an application for restoration to the roll from an ex-solicitor who it had sanctioned three times and had been convicted of fraud.
Ex-regulator predicts big firm listing and urges fast lawtech approvals
A top-10 law firm will float on the stock market in the next couple of years, a senior former legal regulator has predicted. He also argued for rapid regulatory authorisation for lawtech start-ups.
Mishcon puts listing on ice as tribunal explains firm’s £25,000 fine
Mishcon de Reya was in the news last week as its planned stock market listing was delayed and the Solicitors Disciplinary Tribunal published the reasons for fining the London firm £25,000.
Number of pupil barristers rebounds after Covid-related slump
The number of pupil barristers has rebounded after the pandemic sent it crashing, while women increasingly dominate the junior end of the Bar, new figures have shown.
US should “prod” UK into action over oligarch enablers like lawyers
The US and its allies should take “significant steps to crack down on the Western enablers of Russian kleptocracy” such as law firms, an influential American think tank has argued.
BSB considers regulating intermediaries after Absolute Barrister collapse
The Bar Standards Board is considering whether intermediaries to direct access barristers should come within its regulatory control following the demise of Absolute Barrister.
Immigration solicitor certified LPA without checking client’s capacity
An immigration solicitor certified a lasting power of attorney for a walk-in client without checking his capacity, allowing the man’s son and attorney to misuse some of his money.
Bid to improve consistency of sanctions for sexual and racial misconduct
The Legal Services Board is aiming to reduce inconsistencies in the sanctions imposed across the legal profession in cases such as sexual misconduct, racial harassment and bullying.
Barrister suspended for lewd comments to mini-pupil fails in appeal
The High Court has rejected an appeal from a criminal law barrister suspended for six months by a Bar disciplinary tribunal for lewd comments to a female mini-pupil.
Accountancy body refused permission to exit probate regulation
The Legal Services Board has refused to ‘de-designate’ an accountancy body as a probate regulator over concerns that its members are now practising unregulated.
Blog
Hybrid working and client money controls – be aware of the risks
For legal finance teams, remote working has changed how information moves, how approvals are obtained and how colleagues communicate.
AI can interrogate your contracts – but are they ready for questioning?
Suppose a law firm wants to review a client’s entire real estate portfolio for risk in the leases. Not long ago, that meant a multi-week project. Today, first-pass answer can arrive in minutes.
Why onboarding has become a strategic priority for law firms
One of the most influential stages of the client journey – client onboarding – often receives less strategic attention than it deserves.
Reports
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