Compliance & Regulation


Solicitor struck off after child pornography and cannabis convictions

1 July 2021

A solicitor who received a suspended jail sentence after being convicted of making indecent images of children and producing cannabis has been struck off.


Lawyers should have to take competence tests “every 10 years”

30 June 2021

Lawyers should have to take online tests every 10 years to prove that they remain competent in their specialist fields, the chair of the Legal Services Consumer Panel said yesterday.


Solicitor jailed for defrauding firm of £2.3m over seven years

29 June 2021

A partner who defrauded his firm of £2.3m over seven years – some of which was done with the help of a client – has been jailed for four years and also struck off as a solicitor.


Solicitor rebuked for failing to report staff member’s conviction

28 June 2021

A solicitor who failed to report that a fee-earner he employed had been convicted of an immigration offence has been rebuked by the Solicitors Regulation Authority.


Solicitors fined for failing to prevent £3.3m property fraud

24 June 2021

Two directors of an alternative business structure have been fined for not supervising a branch office where a fellow director and a bogus solicitor carried out a £3.3m property fraud.


SRA fines six firms for failing to provide AML compliance declaration

24 June 2021

The Solicitors Regulation Authority has published details of fines levied against six law firms for failing to confirm in time that they had a compliant anti-money laundering firm-wide risk assessment.


Solicitor who charged £9,000 for doing nothing is struck off

23 June 2021

A solicitor who charged a client’s estate fees of over £9,000 during a period of “complete inactivity” has been struck off. He was both its executor and residuary beneficiary.


Solicitor suspended for “complete dereliction of duty”

22 June 2021

A solicitor who held nearly 1,500 historical client balances and whose failure to remedy accounts rule breaches was described as a “complete dereliction of duty”, has been suspended for two years.


Supreme Court lays out “new legal roadmap” for professional negligence

22 June 2021

The Supreme Court has provided a “wholly new legal roadmap” for professional negligence after its ruling last week in two linked cases, the Professional Negligence Lawyers Association has said.


Review to probe impact of Post Office scandal on lawyer regulation

18 June 2021

A probe into the lessons of the Post Office scandal for corporate governance, criminal justice and lawyer regulation has been launched and will push regulators to effect change.

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Modern vehicles: new injury profiles and new legal challenges

As the number of electric vehicles on UK roads continues to grow year-on-year, it is important to address the risks that come with their increased adoption.


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


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