Compliance & Regulation


30% of barristers have faced bullying, harassment and discrimination

28 September 2021

Nearly one in three barristers have personal experience of bullying, harassment and/or discrimination in the past two years, Bar Council research has revealed.


Treasury rejects SRA and Law Society pleas over economic crime levy

27 September 2021

The government has rejected a call from the Solicitors Regulation Authority that small law firms should have to pay its new economic crime levy.


SRA launches investigations into 10% of firms checked for AML compliance

24 September 2021

More than 10% of law firms whose compliance with anti-money laundering rules was checked by the Solicitors Regulation Authority in the last year have been referred for investigation


“Patronising” solicitor struck off for comments made to young women

23 September 2021

A “patronising” solicitor who made multiple “racially, ethnically or religiously motivated comments” to young women at an event – whom he later accused of being ‘woke’ – has been struck off.


Regulators issue new standards to improve practice in coroner’s courts

23 September 2021

The Bar Standards Board, the Solicitors Regulation Authority and CILEx Regulation have joined forces in a bid to improve the standard of practice in coroner’s courts.


Compensation funds could be “wiped out”, panel warns

23 September 2021

The Legal Services Consumer Panel has warned that interim compensation funds put in place by two of the smaller legal regulators could be quickly “wiped out”.


Would-be pupil withdraws discrimination claim after tribunal ruling

22 September 2021

An employment tribunal has refused to strike out a claim that a chambers discriminated against a pupillage applicant who had previous dealings with the QC who headed the pupillage committee.


SRA board to shrink to just nine members

22 September 2021

Decisions on the regulation of solicitors will be made by just nine people from next year, the smallest the board of the Solicitors Regulation Authority has ever been.


Solicitor struck off after overcharging clients for stamp duty

22 September 2021

A solicitor who overcharged a client for their stamp duty and paid the excess to an unknown third party has been struck off. He also lied to the SRA about his whereabouts to avoid answering its questions.


Tribunal fines solicitor convicted of dangerous driving

21 September 2021

A solicitor who received a suspended prison sentence for dangerous driving after hitting a telegraph pole as well as multiple parked cars has been fined by the Solicitors Disciplinary Tribunal.

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Blog


Reorientation in the AI era must begin with the client

Much of the discussion about AI in the legal industry focuses on technology: which tools to adopt and which tasks might get automated. But this misses the deeper story.


Awaab’s Law phase 2: New hazards council tenants can now claim for

The conversation on housing disrepair is moving beyond damp and mould alone. With the rollout of phase 2 of Awaab’s Law, the scope of issues covered is expanding significantly,


Beyond PCP: Can regulators and lawyers work better together next time?

Nearly a decade after the Financial Conduct Authority began investigating the car finance industry, the story of the PCP commission scandal is still unfinished.


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