Compliance & Regulation
Another SRA prosecution fails but regulator avoids costs order
The Solicitors Regulation Authority was justified in prosecuting two law firm partners even though all of the allegations were dismissed, a tribunal has ruled.
Email attachments are not privileged just because message is
The Supreme Court has refused to interfere in a ruling that legal professional privilege which covers an email does not extend to any attachments.
Solicitor who misled tribunals on Ugandan law is struck off
A solicitor who misled the First-tier and Upper Tribunals in immigration cases about anti-gay legislation in Uganda has been struck off by the Solicitors Disciplinary Tribunal.
Veteran solicitor practised without insurance
A sole practitioner in his 70s has been struck off after practising for over six months without professional indemnity insurance, despite telling others he had cover.
Herbert Smith paralegal banned for fake overtime approval
A former paralegal at City giant Herbert Smith Freehills has been banned from the solicitors’ profession after submitting multiple overtime claims with fake approvals on them.
Transparency failures put three firms in the dock
Law firms in London, Manchester and Bath have become the first sanctioned for failing to publish price and service information, with compliance made a condition of their authorisation.
Prosecution of A&O partner over Weinstein NDA stayed
A disciplinary tribunal has stayed proceedings against an Allen & Overy partner over the infamous non-disclosure agreement he helped negotiate on behalf of Harvey Weinstein, because of ill-health.
SDT “wrong” to strike out prosecution of Law Society president
The Solicitors Disciplinary Tribunal was wrong to throw out a private prosecution brought by a former client against the current president of the Law Society, the High Court has ruled.
Solicitor fined for role in £29m off-plan development schemes
A solicitor has been fined £8,000 for failing to advise clients of the risks inherent in three off-plan development schemes which were not completed, putting nearly £30m at risk.
Solicitor used disbursement cash to keep firm afloat
A solicitor who used disbursements meant for experts and counsel to keep his firm afloat – and lied to his regulator about the debts he was being chased for – has been struck off.
Blog
It’s time for law firms to ask tougher questions
For years, many law firms have treated ID verification as a box-ticking exercise. Run a liveness check, match a face to a document and move on. But that is no longer good enough.
Business fatigue to AI will risk job security
Whilst we know professional learning has always been part of career paths, to hire, retain and keep talent, AI needs to be embedded as a core part of this training.
On good authority? GenAI and the reputational risks to law firms
As GenAI’s influence grows, so do the risks which are already playing out in courtrooms across England and Wales, where some early adopters are setting precedents they would rather not.
