Compliance & Regulation


Tribunal: Barrister’s ‘fundamentally dishonest’ claim was not fraudulent

16 November 2021

A barrister found to have brought a fundamentally dishonest personal injury claim was not disbarred after a tribunal did not accept that his case was actually fraudulent.


Solicitor who used client account like a “piggy bank” is struck off

15 November 2021

A solicitor who plundered her client account to meet her personal financial obligations and her ex-partner’s car debts has been struck off by the Solicitors Disciplinary Tribunal.


Conveyancing giant told to improve communication after cyber-attack

12 November 2021

The country’s largest conveyancing group has been told by its regulator to improve communication with clients in the wake of a paralysing cyber-attack this week.


“Significant weaknesses” in legal regulators’ approach to money laundering

12 November 2021

There are “differing levels of achievement and some significant weaknesses” among the UK’s legal regulators in their approach to anti-money laundering, their oversight body has reported.


“Lessons for other legal regulators” from Faculty Office review

12 November 2021

The Legal Services Board has said other legal regulators could learn lessons from a highly critical review it has published on the Faculty Office, the regulator of notaries.


Not our job to help retired solicitors “sleep easy”, says SRA

11 November 2021

It is not the job of the Solicitors Regulation Authority to help retired solicitors “sleep easy” by protecting them from historic negligence claims, its director of regulatory policy has warned.


Commercial lawyer fined for providing banking facility to client

11 November 2021

A solicitor at a commercial law firm in Cardiff has been fined £24,000 for recklessly providing a banking facility for a client over a period of almost two years.


Partner struck off for telling “outrageous” lies to SRA

10 November 2021

A tribunal has condemned a partner’s “outrageous” lies to the Solicitors Regulation Authority, made in a bid to frustrate its investigation into her firm.


Less than half of barristers happy with their working lives

9 November 2021

Only 47% of barristers feel generally content with their working lives, a report for the Bar Council has found, while just 45% felt they could “cope with the competing demands” of their job.


Law firm subject to UK’s biggest ever proceeds of crime forfeiture

9 November 2021

A law firm is at the heart of the largest ever proceeds of crime forfeiture in the UK after an investigation spanning three continents.

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Blog


Containing the spread of unapproved AI

Nearly 60% of fee-earners admit to using unapproved tools (like free versions of ChatGPT). Yet 68% of firm leaders are confident there is zero risk of unapproved AI being used for client work.


When AI adoption goes wrong, costs add up fast

City AM recently reported that London is fighting to claim the title of ‘global capital of legal AI’. However, it’s crucial we remember that adoption alone does not create value.


Gen Z lawyers vs identity, sacrifice and success

This conversation began with my training principal, who admitted something many senior lawyers quietly feel: “I struggle to understand what motivates Gen Z lawyers.”


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