Compliance & Regulation
Solicitor agrees to leave profession over multiple AML failures
A solicitor who failed in his “basic duties” around anti-money laundering has been fined £2,000 – rather than up to £50,000 his misconduct deserved – because he has agreed to leave the profession.
Male and BAME solicitors still disproportionate focus of SRA action
Men and solicitors from Black, Asian and ethnic minority backgrounds continue to feature disproportionately in the Solicitors Regulation Authority’s enforcement work, new figures have shown.
Solicitor who lied to new employer struck off
A solicitor who lied when she told her new employer that she was not under investigation by the Solicitors Regulation Authority has been struck off.
Solicitor who sold firm’s letterhead for £10 a case is struck off
A solicitor has been struck off for selling his firm’s letterhead to a company for use in compensation claims for £10 a letter where the claim was successful, along with improper transfers from client account.
SDT: No significant risk that groping ‘KKK’ solicitor will repeat conduct
There is no “significant risk” that a senior partner who did a Ku Klux Klan impersonation at his Black secretary and repeatedly groped her bottom will repeat his behaviour, the SDT has decided.
Firm fined £14,000 for conveyancing ID failures
An alternative business structure that failed to carry out sufficient identity checks on conveyancing transactions has been fined £14,000 by the Solicitors Regulation Authority.
Solicitor ordered secretaries to retrospectively “witness” wills
The managing director of a law firm who ordered legal secretaries and a trainee solicitor to retrospectively “witness” wills which had already been signed by clients has been struck off.
BSB stats and Beckwith ruling put focus on misconduct outside practice
There has been a significant increase in the number of complaints about the conduct of barristers outside of practice, it has emerged, as the implications of the Beckwith ruling continue to reverberate.
Conveyancer’s shock at fraudster’s in-branch transfer from client account
A leading conveyancer has expressed his shock after a fraudster was able to transfer money from his firm’s client account at one of his bank’s branches, despite having put safeguards in place to prevent it.
Criminal solicitors billed med neg claimant £20k for “admin work”
Two criminal law solicitors who billed the victim of an attack by a psychiatric patient a total of £20,000 for what they described as “administrative services” have been fined by a tribunal.
Blog
Santa’s Costa Living Crisis
It’s almost 25 December, so it must be time for the annual Christmas blog from Nigel Wallis, consultant solicitor at O’Connors Legal Services.
Five golden links for a caring Christmas and New Year
This time of year always sharpens thoughts about how we look after and support elderly clients and those, elderly or otherwise, who find themselves in vulnerable circumstances.
Amplifying reach through employee-driven thought leadership
Nine in 10 executives believe thought leadership is critical to building authority, yet only a quarter feel they have implemented a robust strategy.
