Compliance & Regulation
Solicitor used disbursement cash to keep firm afloat
A solicitor who used disbursements meant for experts and counsel to keep his firm afloat – and lied to his regulator about the debts he was being chased for – has been struck off.
Solicitor who hid evidence of error “didn’t know what she was doing”
An assistant solicitor who had a panic attack after missing a hearing and tried to destroy evidence that she had been notified about it has avoided being struck off.
Young solicitor who faked email in “moment of madness” avoids strike-off
A young solicitor who amended an email to give a client a false impression of when it was sent has avoided being struck off for what a tribunal described as a “moment of madness”.
Court rejects solicitor’s claim that she hand-delivered files to SRA
A solicitor failed to comply with court orders to produce files to the Solicitors Regulation Authority, a High Court master has ruled, despite her claim that she hand-delivered them.
Judge fines trio who provided unregulated legal advice
Directors from two legal businesses which generated £2.5m in fees by providing unregulated immigration advice have been fined nearly £17,000 and ordered to pay over £28,000 in compensation.
Tribunal clears solicitor but refuses to order costs against SRA
A solicitor has been cleared by a tribunal of misleading the court but failed in his bid for the Solicitors Regulation Authority to pay him almost £100,000 in costs as a result.
Complaint over law firm’s radio advert rejected
A Merseyside law firm has been cleared of breaking Advertising Standards Authority rules with a radio advert that highlighted the fear of “a social worker at your door to take your child”.
UK unexpectedly reduces tax scheme reporting burden on firms
The government has unexpectedly announced that DAC 6, an EU cross-border tax transparency rule with major implications for international law firms, will be rewritten in the wake of the Brexit trade deal.
Solicitor “took advantage” of daughter-in-law over flat purchase
A solicitor who took unfair advantage of his own daughter-in-law by not completing his purchase of her flat and not telling her, and then renting it out for his own benefit, has been struck off.
SRA ordered to pay solicitor costs over botched prosecution
A tribunal has ordered the Solicitors Regulation Authority to pay a solicitor £22,500 in costs after ruling that many of the allegations made against him were not properly brought.
Blog
Santa’s Costa Living Crisis
It’s almost 25 December, so it must be time for the annual Christmas blog from Nigel Wallis, consultant solicitor at O’Connors Legal Services.
Five golden links for a caring Christmas and New Year
This time of year always sharpens thoughts about how we look after and support elderly clients and those, elderly or otherwise, who find themselves in vulnerable circumstances.
Amplifying reach through employee-driven thought leadership
Nine in 10 executives believe thought leadership is critical to building authority, yet only a quarter feel they have implemented a robust strategy.
