Compliance & Regulation
BSB more likely to raise complaints against minority ethnic barristers
Minority ethnic barristers remain more likely than their White counterparts to be subject to complaints raised by the Bar Standards Board, with men more likely than women, new research has shown.
Insurance giant’s ABS hit with fine for money laundering failure
The alternative business structure owned by global insurance services firm Crawford & Company has been fined for failing to confirm that it had a compliant anti-money laundering risk assessment.
CA upholds privilege claim to information extracted from solicitor “by deception”
The Court of Appeal has upheld a decision that correspondence between solicitors a judge found involved “an element of deception” as to its real purpose was covered by litigation privilege.
Solicitor struck off after child pornography and cannabis convictions
A solicitor who received a suspended jail sentence after being convicted of making indecent images of children and producing cannabis has been struck off.
Lawyers should have to take competence tests “every 10 years”
Lawyers should have to take online tests every 10 years to prove that they remain competent in their specialist fields, the chair of the Legal Services Consumer Panel said yesterday.
Solicitor jailed for defrauding firm of £2.3m over seven years
A partner who defrauded his firm of £2.3m over seven years – some of which was done with the help of a client – has been jailed for four years and also struck off as a solicitor.
Solicitor rebuked for failing to report staff member’s conviction
A solicitor who failed to report that a fee-earner he employed had been convicted of an immigration offence has been rebuked by the Solicitors Regulation Authority.
Solicitors fined for failing to prevent £3.3m property fraud
Two directors of an alternative business structure have been fined for not supervising a branch office where a fellow director and a bogus solicitor carried out a £3.3m property fraud.
SRA fines six firms for failing to provide AML compliance declaration
The Solicitors Regulation Authority has published details of fines levied against six law firms for failing to confirm in time that they had a compliant anti-money laundering firm-wide risk assessment.
Solicitor who charged £9,000 for doing nothing is struck off
A solicitor who charged a client’s estate fees of over £9,000 during a period of “complete inactivity” has been struck off. He was both its executor and residuary beneficiary.
Blog
It’s time for law firms to ask tougher questions
For years, many law firms have treated ID verification as a box-ticking exercise. Run a liveness check, match a face to a document and move on. But that is no longer good enough.
Business fatigue to AI will risk job security
Whilst we know professional learning has always been part of career paths, to hire, retain and keep talent, AI needs to be embedded as a core part of this training.
On good authority? GenAI and the reputational risks to law firms
As GenAI’s influence grows, so do the risks which are already playing out in courtrooms across England and Wales, where some early adopters are setting precedents they would rather not.
