Compliance & Regulation


Law firms should register deals affecting national security, says QC peer

10 March 2022

The government said yesterday it would consider a barrister peer’s call for law firms to register their work on transactions that cover areas of national security.


“Reckless” solicitor suspended for misleading £2.9m costs bill

9 March 2022

A solicitor who was “reckless” as to whether the court might be misled over a £2.9 costs bill has been suspended for 12 months by the Solicitors Disciplinary Tribunal.


High Court rejects solicitor’s challenge to SRA intervention

8 March 2022

Sophie Khan, the solicitor jailed for defying court orders to hand over files to the Solicitors Regulation Authority, has now lost her challenge to the regulator’s decision to close her firm.


SRA to start spot checks on firms’ Russia sanctions compliance

8 March 2022

The Solicitors Regulation Authority is to conduct spot checks on law firms to ensure they are complying with the sanctions imposed on Russian individuals, companies and ships.


Solicitor used residual balances to pay salaries and VAT bills

8 March 2022

A solicitor who was a major figure in miners’ compensation claims has been fined for using £140,000 of residual balances in his client account to pay salaries and tax bills.


Rule will require solicitors to challenge colleagues’ improper behaviour

7 March 2022

Solicitors will have a regulatory obligation to challenge colleagues who treat others unfairly or without respect as part of a plan to beef up the rules on health and wellbeing at work.


LeO boss: Efforts to close complaints more quickly starting to work

7 March 2022

Efforts to close cases more quickly are having a positive impact on the performance of the Legal Ombudsman, with an influx of new recruits set to speed up progress.


Solicitor struck off for lying to avoid paying legal aid debt

7 March 2022

A solicitor who lied about not having a bank account or any income other than benefits to avoid having to repay a debt to the Legal Aid Agency (Lhas been struck off.


Ex-Mishcon partner accepts £17,500 fine for AML failures

7 March 2022

The partner whose conduct contributed to the record £232,000 fine handed out to Mishcon de Reya has been fined £17,500 himself.


PM issues warning to oligarch lawyers as profession hits back at criticism

3 March 2022

Prime Minister Boris Johnson warned lawyers and others involved in “assisting corrupt oligarchs” that they will “pay a price” if they have undermined the interests of the UK.

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