Compliance & Regulation


Mayson: Legal regulation failing to prevent consumer harm

21 April 2022

Legal regulation is not protecting consumers from harm – both in their inability to access services and when things go wrong – meaning structural reform is more urgent than ever.


Personal injury ABS bosses fined for undeclared ATE commissions

21 April 2022

Two managers of a collapsed personal injury law firm have each been fined £18,000 for failing to declare commissions earned by a connected business which provided clients with ATE insurance.


Sophie Khan to face 11 charges at disciplinary tribunal

20 April 2022

Details of the disciplinary case the Solicitors Regulation Authority will make against Sophie Khan – who was jailed for contempt after failing to give it her firm’s papers – were published yesterday.


Solicitor struck off for lying about existence of key evidence

19 April 2022

A solicitor specialising in actions against the police who failed to disclose the existence of a warrant to counsel and the court has been struck off by the Solicitors Disciplinary Tribunal.


Barrister with council tax conviction fails in disbarment appeal

19 April 2022

The High Court has rejected an appeal from a barrister disbarred after a council tax conviction and submission of dishonest evidence to a Crown Court.


Lack of accountability “damages authority” of in-house lawyers

13 April 2022

The decision by the Financial Conduct Authority to exclude in-house lawyers from its senior managers and certification regime has damaged the authority they have in their organisations.


LSB calls for “urgency” in improving consumer information

13 April 2022

The Legal Services Board has said it expects to see “a sense of pace and urgency” from regulators in improving the flow of information to consumers to help them choose a lawyer.


The SIF lives on – SRA gives fund yet another stay of execution

12 April 2022

The Solicitors Indemnity Fund – which was first due to close in 2017 – has been given another stay of execution and will now go on to September 2023, a year later than the SRA had planned.


SDT fines veteran solicitor for multiple accounts rules breaches

12 April 2022

A veteran solicitor whose carelessness and ignorance of the accounts rules led to multiple breaches has been fined by the Solicitors Disciplinary Tribunal.


SRA decides against retrial of junior solicitor who left case on train

11 April 2022

The Solicitors Regulation Authority has ended proceedings against the junior solicitor initially struck off after she left confidential documents on a train.

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