Compliance & Regulation


Tribunal fines solicitor convicted of dangerous driving

21 September 2021

A solicitor who received a suspended prison sentence for dangerous driving after hitting a telegraph pole as well as multiple parked cars has been fined by the Solicitors Disciplinary Tribunal.


Solicitor fails in discrimination claim against SRA

21 September 2021

A solicitor trying to challenge disciplinary action taken against him by the Law Society 15 years ago has failed in a bid to have an employment tribunal intervene on the grounds of discrimination.


Solicitor sanctioned for ignoring anti-money laundering duties

20 September 2021

A law firm owner who ignored anti-money laundering responsibilities – and even overrode a negative due diligence check – has been banned from holding compliance roles.


Junior solicitor fined for aiming offensive tweets at MPs

17 September 2021

A junior solicitor who targeted MPs and a government advisor with “offensive, derogatory and inappropriate” tweets has been fined £2,000 by the Solicitors Regulation Authority.


Legal regulators secure government cash for innovation projects

16 September 2021

The Solicitors Regulation Authority and Costs Lawyer Standards Board have both won grants from the government’s Regulators Pioneer Fund to run projects encouraging innovation.


Trainee solicitor banned for lying about work done for colleague

16 September 2021

A trainee solicitor who lied about the work he had done covering for a colleague who was on annual leave has been banned from working in the profession.


Chambers obtains final injunction after cyber-attack

16 September 2021

A London chambers and its 87 members hit by a cyber-attack have secured a final injunction from the High Court to stop “persons unknown” using any information stolen.


NDAs “cannot be controlled by professional regulators”

15 September 2021

The use of NDAs cannot be effectively controlled by professional regulators like the SRA and legislation is needed, a campaigner for tougher restrictions has told Legal Futures.


LSB demands regulators deliver “real change in outcomes for consumers”

15 September 2021

The Legal Services Board has today demanded further action from regulators to deliver “real change in outcomes” as it publishes a draft statutory policy statement on empowering consumers.


Fraud, overbilling and more – SRA bans non-solicitors over misconduct

14 September 2021

The Solicitors Regulation Authority has banned a string of non-solicitors from working in the profession, with issues like theft, overbilling and fabricating documents among the causes.

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