Compliance & Regulation


Solicitor fined for signing divorce client up to unlawful DBA

19 July 2021

A solicitor who entered into a damages-based agreement with a family law client and pursued her for costs under it has been fined £10,000 by the Solicitors Disciplinary Tribunal.


Only 10% of new BPTC graduates found pupillage due to Covid

19 July 2021

Only 10% of students who successfully completed the Bar professional training course last year had started a pupillage by the end of March 2021, according to new figures.


No let-up: impact of Covid on Legal Ombudsman laid bare

16 July 2021

Covid did not significantly reduce the number of dissatisfied clients contacting the Legal Ombudsman but it hit the organisation’s ability to deal with them, according to figures out today.


Partner and firm fined for not recognising ‘own interest’ conflict

16 July 2021

A partner and law firm failed to spot a restrictive covenant on a purchase and then did not tell its developer client, continuing instead to act for him when litigation over it ensued.


Law firm rebuked for AML failure caused by third-party ID checker

16 July 2021

A law firm has been rebuked after a failure to perform proper due diligence on the identity of a client – for which it relied on a third party – led to a fraudulent property sale.


Public access barrister suspended over “hostile emails” to solicitors

13 July 2021

A public access barrister who engaged in “unnecessarily hostile and antagonistic correspondence” with opposing solicitors has been suspended for six months.


Law firm boss avoid costs order after losing whistleblowing claim

12 July 2021

A law firm chief executive who lost his claim that he was fired for making protected disclosures has escaped a costs order even though a tribunal said it had no reasonable prospects of success.


Public supports stronger ongoing competence checks for lawyers

9 July 2021

There is near unanimity among the public that lawyers should have to demonstrate more actively than now that they remain competent throughout their careers, the Legal Services Board has found.


Law firm swaps regulator after enduring “bumpy journey”

8 July 2021

A family law practice started by two solicitors has divorced the Bar Standards Board as its regulator and taken up with the Solicitors Regulation Authority after difficulties beset the relationship.


Barrister suspended over Royal baby tweets returns to work

7 July 2021

The barrister suspended from the innovative family law business she founded after being accused of making racist comments about the latest Royal baby has returned to work.

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Blog


Santa’s Costa Living Crisis

It’s almost 25 December, so it must be time for the annual Christmas blog from Nigel Wallis, consultant solicitor at O’Connors Legal Services.


Five golden links for a caring Christmas and New Year

This time of year always sharpens thoughts about how we look after and support elderly clients and those, elderly or otherwise, who find themselves in vulnerable circumstances.


Amplifying reach through employee-driven thought leadership

Nine in 10 executives believe thought leadership is critical to building authority, yet only a quarter feel they have implemented a robust strategy.


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