Compliance & Regulation


Consumer panel “uncertain” over future of Legal Ombudsman

21 December 2021

The Legal Services Consumer Panel is “uncertain” whether radical measures being considered by the Legal Ombudsman to cut its backlog of complaints will deliver sufficient change.


“Eminently reckless” solicitor had misplaced belief in lawyer fraudster

20 December 2021

A solicitor who had a “misplaced belief” in the honesty and integrity of another solicitor jailed for fraud has been fined £30,000 over multiple rule breaches that resulted.


Bar Council hits out at BSB over bid for big budget increase

17 December 2021

The Bar Council has expressed scepticism over a sharp planned rise in the BSB’s budget for the coming financial year, which would amount to a 9% increase in the cost of practising.


Surge in number of freelancers as solicitors reach for the STaRs

16 December 2021

The number of freelance solicitors has risen by more than a third since April to 413, with many solicitors saying the SRA’s Standards and Regulations have given them greater flexibility in how they work.


Solicitor who backdated tribunal application “to avoid criticism” struck off

16 December 2021

A veteran solicitor who backdated an application to the property chamber of the First-tier Tribunal after missing a deadline has accepted being struck off.


Ethics opinion stymies UK ABS’s takeover of New York law firm

15 December 2021

A London-listed law firm’s bid to buy a New York practice has led the state Bar association to limit the circumstances in which New York lawyers can work for firms owned by non-lawyers.


Solicitor who “faced up to his problems” regains right to practise

15 December 2021

A solicitor who “turned his life around” and “faced up to his problems”, including alcohol addiction, after being suspended has regained his practising certificate.


SRA pays solicitor record £228k in costs over “improper” prosecution

14 December 2021

The Solicitors Regulation Authority has paid a record £228,000 in costs to a solicitor whose prosecution a disciplinary tribunal found was “improperly brought and pursued”.


Legal Ombudsman must take “radical action” to cut complaints backlog

14 December 2021

The Law Society has called on the Legal Ombudsman to take “radical action” to cut the growing backlog of complaints, saying progress in performance has been too slow to date.


Partner and law firm fined for breaching multiple undertakings

13 December 2021

A partner and his law firm have each been fined after failing to deliver on 32 undertakings and confirmations within the agreed timescale – with six still outstanding five years after the transaction concluded.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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