Compliance & Regulation


SRA to press ahead with plan to increase fining power to £25,000

24 May 2022

The Solicitors Regulation Authority is to press ahead with plans to expand its fining powers from the current maximum of £2,000 to £25,000 and introduce fixed penalties for low-level offences.


GC fined over conflicts of interest in instructing outside firm

24 May 2022

A former general counsel has been fined for failing to disclose his interest in instructing an external firm and his links with a solicitor he then recommended to that firm.


LSB urges Citizens Advice-style service for small businesses

23 May 2022

A national legal support and information service for small businesses, akin to Citizens Advice, would help bridge a “significant access to justice gap”, the Legal Services Board says today.


High-profile solicitor’s SDT fined upped because of role at tribunal

23 May 2022

The Solicitors Disciplinary Tribunal rejected a lower fine for high-profile solicitor Karen Todner, in part because she was the tribunal’s vice-president at the time of her misconduct.


Barrister convicted of sexual assault wins appeal against disbarment

20 May 2022

A male barrister who sexually assaulted a female colleague and then asked her to lie to help him cover his tracks with his partner has won his appeal against disbarment.


Law firm reported to SRA for “clear breach” of SLAPP guidance

20 May 2022

The Solicitors Regulation Authority needs to investigate a “clear breach” of its recent guidance over SLAPPs, lawyers for the founder of investigative website Bellingcat have said.


Solicitor rebuked over referrals from genealogists

18 May 2022

A solicitor has been rebuked for taking referrals from a genealogy business that acquired clients in a way that a law firm would be prohibited from doing.


Solicitor fined for failing to pay thousands in counsel’s fees

17 May 2022

A solicitor who has failed to pay thousands of pounds in outstanding fees to counsel has been fined by the SRA, with others fined for accounts and transparency rules breaches.


Paralegal jailed for stealing £438k from law firm to feed gambling habit

16 May 2022

A former paralegal at national law firm BLM has been jailed for three years and three months after pleading guilty to stealing £438,000 from the firm to feed his gambling habit.


MPs and peers urge bigger fines for lawyers who break AML rules

13 May 2022

MPs and peers have called for “a radical overhaul” of anti-money laundering supervision, with regulators of lawyers urged to issue wrongdoers with “bigger, more public” fines.

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