Compliance & Regulation


US should “prod” UK into action over oligarch enablers like lawyers

27 January 2022

The US and its allies should take “significant steps to crack down on the Western enablers of Russian kleptocracy” such as law firms, an influential American think tank has argued.


BSB considers regulating intermediaries after Absolute Barrister collapse

26 January 2022

The Bar Standards Board is considering whether intermediaries to direct access barristers should come within its regulatory control following the demise of Absolute Barrister.


Immigration solicitor certified LPA without checking client’s capacity

26 January 2022

An immigration solicitor certified a lasting power of attorney for a walk-in client without checking his capacity, allowing the man’s son and attorney to misuse some of his money.


Bid to improve consistency of sanctions for sexual and racial misconduct

26 January 2022

The Legal Services Board is aiming to reduce inconsistencies in the sanctions imposed across the legal profession in cases such as sexual misconduct, racial harassment and bullying.


Barrister suspended for lewd comments to mini-pupil fails in appeal

25 January 2022

The High Court has rejected an appeal from a criminal law barrister suspended for six months by a Bar disciplinary tribunal for lewd comments to a female mini-pupil.


Accountancy body refused permission to exit probate regulation

25 January 2022

The Legal Services Board has refused to ‘de-designate’ an accountancy body as a probate regulator over concerns that its members are now practising unregulated.


Solicitor “failed to notice” client’s judicial review had been struck out

25 January 2022

A solicitor who admitted “not having noticed” that his client’s judicial review had been struck out and not working on the case for almost two years has been fined £12,500.


Race disparity remains as first SQE results are unveiled

24 January 2022

The results for the first ever Solicitors Qualifying Examination assessment showed that, as with the legal practice course, race is a major factor in success. Some 53% passed in all.


High-profile City litigator fails in appeal against strike-off

24 January 2022

A former high-profile City litigator has failed in his appeal against being struck off for using a client’s divorce settlement to fund his ventures to pursue digital dispute resolution.


Law firms helping oligarchs suppress criticism “a cancer”, says MP

21 January 2022

The government needs to “end the cancer” of high-end law firms selling “intimidation services” to oligarchs and others trying to use the legal system to silence journalists and critics, MPs heard yesterday.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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