Compliance & Regulation


Parking charges law firm fined for unallocated payments from drivers

18 February 2022

A law firm which specialises in the recovery of unpaid parking fines has been fined £15,000 for delays in investigating unallocated payments from debtors totalling nearly £130,000 at one point.


SDT’s ‘miscarriage of justice’ concern over higher SRA fining power

17 February 2022

The Solicitors Disciplinary Tribunal has called for any new internal fining powers for the Solicitors Regulation Authority to be limited to £7,000, rather than the proposed £25,000.


“Hysterical woman” barrister to argue free speech in reprimand appeal

14 February 2022

The barrister reprimanded for describing his opponent’s instructing lawyer as a “hysterical woman” says he is being “persecuted for expressing inconvenient truths”.


Law Society backs “moderate” increase in SRA fining powers

14 February 2022

The Law Society has backed a “moderate” increase in the Solicitors Regulation Authority’s fining powers to between £5,000 to £7,500, rather than its proposed £25,000.


Non-lawyer owner banned from ABSs over secret profit ruling

11 February 2022

A non-lawyer owner of a law firm that has been hugely successful in running PPI claims has been banned from working for ABSs after he made secret profits from it.


LeO delays publishing decisions until it achieves “operational stability”

11 February 2022

The Legal Ombudsman will publish its decisions in full, but not until “operational stability” has been achieved, it has emerged.


“Overworked” barrister partner disbarred over Trump case dishonesty

11 February 2022

A “high-flying” barrister partner at a City law firm who fabricated a court order was unable to cope with her workload but this did not excuse her misconduct, a Bar tribunal has found.


Male barrister reprimanded for “hysterical woman” jibe at lawyer

10 February 2022

A male barrister has been reprimanded for describing his opponent’s instructing lawyer as a “hysterical woman” and female lawyers more generally as intemperate.


SRA warns law firms over “wholly unreasonable workloads”

9 February 2022

The Solicitors Regulation Authority has warned law firms that imposing “wholly unreasonable workloads or targets” on staff could result in disciplinary action.


Bar chief: LSB competence push “risks infringing Legal Services Act”

9 February 2022

The chair of the Bar Council has warned the Legal Services Board that it risks infringing the Legal Services Act if it demands that regulators impose new competence regimes without sufficient evidence.

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The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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