Compliance & Regulation
Rebuke for partner who took trainee to strip club
A male City partner who added to a female trainee’s discomfort at being taken to a strip club during a work event by putting his arm around her waist has been rebuked.
Solicitor used firm’s client account to administer family finances
A veteran solicitor has been fined for administering her family’s finances through her firm’s client account over 18 years and using it “as an overdraft facility for her family”.
SRA to press ahead with plan to increase fining power to £25,000
The Solicitors Regulation Authority is to press ahead with plans to expand its fining powers from the current maximum of £2,000 to £25,000 and introduce fixed penalties for low-level offences.
GC fined over conflicts of interest in instructing outside firm
A former general counsel has been fined for failing to disclose his interest in instructing an external firm and his links with a solicitor he then recommended to that firm.
LSB urges Citizens Advice-style service for small businesses
A national legal support and information service for small businesses, akin to Citizens Advice, would help bridge a “significant access to justice gap”, the Legal Services Board says today.
High-profile solicitor’s SDT fined upped because of role at tribunal
The Solicitors Disciplinary Tribunal rejected a lower fine for high-profile solicitor Karen Todner, in part because she was the tribunal’s vice-president at the time of her misconduct.
Barrister convicted of sexual assault wins appeal against disbarment
A male barrister who sexually assaulted a female colleague and then asked her to lie to help him cover his tracks with his partner has won his appeal against disbarment.
Law firm reported to SRA for “clear breach” of SLAPP guidance
The Solicitors Regulation Authority needs to investigate a “clear breach” of its recent guidance over SLAPPs, lawyers for the founder of investigative website Bellingcat have said.
Solicitor rebuked over referrals from genealogists
A solicitor has been rebuked for taking referrals from a genealogy business that acquired clients in a way that a law firm would be prohibited from doing.
Solicitor fined for failing to pay thousands in counsel’s fees
A solicitor who has failed to pay thousands of pounds in outstanding fees to counsel has been fined by the SRA, with others fined for accounts and transparency rules breaches.
Blog
Awaab’s Law phase 2: New hazards council tenants can now claim for
The conversation on housing disrepair is moving beyond damp and mould alone. With the rollout of phase 2 of Awaab’s Law, the scope of issues covered is expanding significantly,
Beyond PCP: Can regulators and lawyers work better together next time?
Nearly a decade after the Financial Conduct Authority began investigating the car finance industry, the story of the PCP commission scandal is still unfinished.
Accountability has to live within governance, not with one person
The assumption has long been that a COLP or COFA is personally exposed to the consequences of anti-money laundering breaches.
