Compliance & Regulation


Solicitor who took £10,000 fee and then ghosted client struck off

28 February 2022

A “disgraceful” solicitor who took half of his £20,000 fee for an immigration matter upfront but then did no work and ghosted his client has been struck off.


SDT, BTAS and other tribunals face hefty bills after appeal court ruling

28 February 2022

The Court of Appeal has upheld a ruling that a barrister who sat as a tribunal chair for the Nursing and Midwifery Council was a ‘worker’ and entitled to sickness and holiday pay.


Solicitor made up court wins for Facebook and practised unauthorised

25 February 2022

A solicitor who practised without authorisation for four years and posted messages on Facebook about made-up cases her firm had supposedly won has been suspended from practice.


Solicitors convicted of fraud ordered to repay £205,000

24 February 2022

Two solicitors who were jailed for stealing thousands of pounds from their firm have now been ordered to pay back more than £200,000.


QC among buyers of “less itchy” vegan wigs

24 February 2022

A QC is among the first buyers of a new hemp wig, made without the traditional horse hair and developed by a vegan barrister, as the debate over whether wigs should be compulsory has heated up.


“Reckless” solicitor fined for role in scheme offering 1,000% return

23 February 2022

A veteran solicitor who provided banking facilities through his client account for a scheme promising investors a 1,000% return has been fined.


Solicitor struck off after housing fraud conviction

22 February 2022

A solicitor and former councillor jailed for housing fraud has accepted that he must now be struck off the roll. The former Duncan Lewis lawyer had been sentenced to 16 months.


SRA obtains disclosure order in Post Office lawyers investigation

21 February 2022

The Solicitors Regulation Authority has stepped up its probe of solicitors who acted for the Post Office during the sub-postmasters’ scandal, it has emerged.


Solicitor overturns disciplinary tribunal’s dishonesty finding

21 February 2022

A solicitor suspended for a year after a tribunal ruled he had acted dishonestly in signing a declaration on behalf of one of his firm’s directors has successfully challenged the decision.


Legal Ombudsman eyes major shake-up of rules to help tackle backlog

18 February 2022

Plans for major shake-up of the rules of the Legal Ombudsman, including reducing the time limit to bring complaints from six years to one, have been unveiled.

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The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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