Compliance & Regulation


Solicitor used residual balances to pay salaries and VAT bills

8 March 2022

A solicitor who was a major figure in miners’ compensation claims has been fined for using £140,000 of residual balances in his client account to pay salaries and tax bills.


Rule will require solicitors to challenge colleagues’ improper behaviour

7 March 2022

Solicitors will have a regulatory obligation to challenge colleagues who treat others unfairly or without respect as part of a plan to beef up the rules on health and wellbeing at work.


LeO boss: Efforts to close complaints more quickly starting to work

7 March 2022

Efforts to close cases more quickly are having a positive impact on the performance of the Legal Ombudsman, with an influx of new recruits set to speed up progress.


Solicitor struck off for lying to avoid paying legal aid debt

7 March 2022

A solicitor who lied about not having a bank account or any income other than benefits to avoid having to repay a debt to the Legal Aid Agency (Lhas been struck off.


Ex-Mishcon partner accepts £17,500 fine for AML failures

7 March 2022

The partner whose conduct contributed to the record £232,000 fine handed out to Mishcon de Reya has been fined £17,500 himself.


PM issues warning to oligarch lawyers as profession hits back at criticism

3 March 2022

Prime Minister Boris Johnson warned lawyers and others involved in “assisting corrupt oligarchs” that they will “pay a price” if they have undermined the interests of the UK.


Leading criminal law solicitor struck off over £100 “gift”

2 March 2022

A leading criminal law solicitor has been struck off after asking a police station client to pay him £100 for travel costs and then claiming the money from the Legal Aid Agency.


LSB warns Bar Council over objections to “unreasonable” PCF rise

2 March 2022

The Legal Services Board has approved a controversial 4.5% increase in the practising certificate fee for barristers, while warning the Bar Council over how it exercises its regulatory functions.


Truss: We’re looking to target law firm enablers of oligarchs

1 March 2022

Efforts to target oligarchs will extend to those who enable them, like law firms, foreign secretary Liz Truss confirmed yesterday.


Ukraine war trains harsh spotlight on lawyers who act for oligarchs

28 February 2022

Pressure to take action against law firms who act for oligarchs and companies connected with the Russian state is increasing from MPs, peers and journalists.

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The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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