Compliance & Regulation


Supreme Court upholds solicitors’ lien in ‘uncontested’ cases

16 March 2022

A law firm handling uncontested flight delay claims did have an equitable lien over the compensation, the Supreme Court has ruled, overturning the Court of Appeal.


Barrister reprimanded and fined for mocking more junior opponent

16 March 2022

A barrister who mocked opposing counsel in her submissions to an employment tribunal and sighed loudly while her opponent was speaking has been reprimanded and fined.


Partner fined for AML and banking facility failures

15 March 2022

A partner in a London law firm has been fined £25,000 for allowing its client account to be used as a banking facility and failing to make adequate identity checks.


Union presses for formal recognition by LeO amid “escalating crisis”

11 March 2022

The Legal Ombudsman is in crisis but “refusing to acknowledge serious and fundamental concerns” facing the organisation, the Public and Commercial Services union has warned.


SRA: “Lack of trust and visibility” in online self-help legal tools

11 March 2022

There is a lack of trust and visibility of interactive self-help legal tools that are being developed to help access to justice, such as chatbots and online documents, the SRA has found.


Top criminal law firm fined £98,000 for cyber-security “negligence”

10 March 2022

Leading criminal law firm Tuckers has been fined £98,000 by the Information Commissioner after a ransomware attack that encrypted nearly a million files exploited its “negligent security practices”.


Law firms should register deals affecting national security, says QC peer

10 March 2022

The government said yesterday it would consider a barrister peer’s call for law firms to register their work on transactions that cover areas of national security.


“Reckless” solicitor suspended for misleading £2.9m costs bill

9 March 2022

A solicitor who was “reckless” as to whether the court might be misled over a £2.9 costs bill has been suspended for 12 months by the Solicitors Disciplinary Tribunal.


High Court rejects solicitor’s challenge to SRA intervention

8 March 2022

Sophie Khan, the solicitor jailed for defying court orders to hand over files to the Solicitors Regulation Authority, has now lost her challenge to the regulator’s decision to close her firm.


SRA to start spot checks on firms’ Russia sanctions compliance

8 March 2022

The Solicitors Regulation Authority is to conduct spot checks on law firms to ensure they are complying with the sanctions imposed on Russian individuals, companies and ships.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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