Compliance & Regulation


Solicitor jailed for contempt after defying SRA court orders

13 January 2022

A high-profile solicitor has been jailed for contempt of court after defying two court orders to hand over her practice’s files to the Solicitors Regulation Authority.


Junior solicitor at SRA’s lawyers struck off for misleading client

13 January 2022

A solicitor at Capsticks, the Solicitors Regulation Authority’s external lawyers, has been struck off for lying to a client and the firm about progress on a file.


In-house lawyer struck off after child pornography conviction

12 January 2022

A former in-house solicitor at NatWest has been struck off for child pornography convictions after he was found by police with 15,000 indecent images and videos.


CILEX member permanently excluded after fraud convictions

7 January 2022

A member of CILEX has been permanently excluded from the institute following her convictions for fraud and providing unqualified immigration advice.


LPC pass rate holds up despite pandemic

6 January 2022

The pass rate for legal practice course students was virtually unchanged for the academic year ending in the summer of 2020 despite the pandemic, new figures have shown.


Mishcon de Reya hit with big fine for anti-money laundering failures

5 January 2022

Mishcon De Reya – the leading London firm heading for a stock market listing this year – has agreed to pay a fine of £232,500 over multiple breaches of anti-money laundering rules.


Bar Standards Board lacks “capability, capacity and resources”

23 December 2021

The Bar Standards Board lacks access to “sufficient capability, capacity and resources”, the Legal Services Board said yesterday in its annual review of all the legal regulators’ performance.


Scottish ABSs to go live with professional majority ownership – for now

23 December 2021

The Law Society of Scotland has been authorised to regulate licensed legal services providers, the equivalent of ABSs, more than 10 years after the law allowing for them came into force.


BTAS beefs up sanctions for sexual misconduct further still

22 December 2021

The Bar Tribunals & Adjudication Service has gone a step further in toughening up its sanctions guidance for barristers found to have been involved in sexual misconduct and discrimination.


Consumer panel “uncertain” over future of Legal Ombudsman

21 December 2021

The Legal Services Consumer Panel is “uncertain” whether radical measures being considered by the Legal Ombudsman to cut its backlog of complaints will deliver sufficient change.

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