Compliance & Regulation


Barrister convicted of sexual assault wins appeal against disbarment

20 May 2022

A male barrister who sexually assaulted a female colleague and then asked her to lie to help him cover his tracks with his partner has won his appeal against disbarment.


Law firm reported to SRA for “clear breach” of SLAPP guidance

20 May 2022

The Solicitors Regulation Authority needs to investigate a “clear breach” of its recent guidance over SLAPPs, lawyers for the founder of investigative website Bellingcat have said.


Solicitor rebuked over referrals from genealogists

18 May 2022

A solicitor has been rebuked for taking referrals from a genealogy business that acquired clients in a way that a law firm would be prohibited from doing.


Solicitor fined for failing to pay thousands in counsel’s fees

17 May 2022

A solicitor who has failed to pay thousands of pounds in outstanding fees to counsel has been fined by the SRA, with others fined for accounts and transparency rules breaches.


Paralegal jailed for stealing £438k from law firm to feed gambling habit

16 May 2022

A former paralegal at national law firm BLM has been jailed for three years and three months after pleading guilty to stealing £438,000 from the firm to feed his gambling habit.


MPs and peers urge bigger fines for lawyers who break AML rules

13 May 2022

MPs and peers have called for “a radical overhaul” of anti-money laundering supervision, with regulators of lawyers urged to issue wrongdoers with “bigger, more public” fines.


Plan to reduce time limit for complaints to LeO “goes too far”

13 May 2022

A proposal by the Legal Ombudsman to cut the time limit for consumers to bring a complaint from six years to one “goes too far”, the Bar Standards Board has argued.


Solicitor who caused 25 claims on compensation fund struck off

12 May 2022

The Solicitors Disciplinary Tribunal has struck off a solicitor whose conduct has led to 25 claims on the SRA Compensation Fund totalling £750,000 from conveyancing clients.


Law firms selling funeral plans “may need FCA regulation”

12 May 2022

Law firms selling pre-paid funeral plans as intermediaries may need to be regulated by the Financial Conduct Authority, the Solicitors Regulation Authority has warned.


SRA disciplinary decisions could stay in public domain for longer

11 May 2022

Details of disciplinary and other regulatory action taken by the Solicitors Regulation Authority could be published for longer than the current three years to combat misinformation online.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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