Compliance & Regulation


Oversight regulator “very concerned” about ethics of commercial lawyers

8 June 2022

The LSB has expressed “very significant concerns” about the professional ethics of in-house and commercial lawyers in the wake of a series of incidents which raised “difficult ethical questions”.


QC suspended over failure to disclose key evidence to defence

8 June 2022

A very senior criminal law QC has been suspended for a year over a decision not to disclose surveillance evidence which ultimately led to a conviction being overturned on appeal.


Complaints about SRA rise on back of major law firm closure

8 June 2022

The Solicitors Regulation Authority has been hit by a wave of complaints relating to its closure of law firm consolidator Kingly Solicitors in the summer of 2020.


Tribunals agree to “deterrent” sanctions for sexual and racial misconduct

7 June 2022

The disciplinary tribunals for solicitors and barristers have agreed to impose “deterrent” sanctions for sexual and racial misconduct and other forms of discrimination, bullying or harassment.


IBA project to probe role of lawyers as “ethical gatekeepers”

7 June 2022

The International Bar Association has launched a project to examine the role of lawyers as “ethical gatekeepers” within wider society and help clarify their ethical responsibilities at work.


Email phishing and ransomware on the rise, SRA warns firms

6 June 2022

Email-based fraud is on the rise and is the dominant method criminals use to access law firms’ systems, with ransomware was also increasing and evolving, according to the SRA.


Lawyers “underestimate public appetite” for using technology

1 June 2022

Lawyers underestimate the public’s appetite for using technology in the delivery of legal services, a major study by the Legal Services Board and Solicitors Regulation Authority has found.


Solicitor who did not understand her firm’s accounts suspended

1 June 2022

A solicitor who told the Solicitors Regulation Authority that she had “fucked up” her law firm’s accounts has been suspended for six months by the Solicitors Disciplinary Tribunal.


Government to keep lawyers out of Russia services ban

31 May 2022

The government has indicated that legal services will not be added to the ban on services exports to Russia that encompasses accountancy, management consultancy and PR.


PI claims leaving some clients worse off, Legal Ombudsman warns

31 May 2022

Some “moderate” personal injury claims are leaving clients worse off than they were before because solicitors are failing to consider the costs and benefits, the Legal Ombudsman has said.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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