Compliance & Regulation


Panel warns on impact of “seismic” change to complaint time-limits

24 August 2022

The “seismic shift” in time limits to complain to the Legal Ombudsman will require close monitoring to ensure that consumers do not lose out.


Californian legislators bid to crush any ambitions to allow ABSs

24 August 2022

Californian legislators have blocked efforts by the State Bar to consider non-lawyer ownership of law firms, in the latest battle over alternative business structures in the US.


SRA plans huge increase in fines for misconduct by wealthy solicitors

23 August 2022

The SRA is planning huge increases in the fines it can impose for misconduct by wealthy solicitors – from the current £50,000 to £805,000 – while reducing them for lower earners.


Solicitor rebuked for offering invalid document certification services

23 August 2022

A solicitor who called himself a notary when he was not and ‘apostilled’ documents despite not being allowed to has been rebuked after he said he was unaware of the restrictions.


“Manifestly incompetent” solicitor did not touch probate file for decade

22 August 2022

A solicitor was manifestly incompetent in failing to progress probate matters for as long as a decade, but his misconduct did not amount to a lack of integrity, a tribunal has ruled.


Tweeting barrister’s £3m claim against former chambers thrown out

19 August 2022

The barrister who left his chambers following a storm last year over a tweet about a “stroppy teenager of colour” has had a £3m discrimination claim against the set thrown out for being time-barred.


SRA contradicts Blacker’s claim that it paid him libel damages

19 August 2022

The Solicitors Regulation Authority has contradicted the claim made by notorious ex-solicitor Dr Alan Blacker to the Charity Tribunal earlier this year that it paid him damages for defamation.


LawtechUK to turn focus on access to justice and SME law firms

19 August 2022

LawtechUK is to look at how technology can support greater access to legal services for both consumers and SMEs in the next phase of its development, the organisation’s new director has said.


Solicitor fined for “inadvertent” use of client account as banking facility

19 August 2022

A former City law firm owner has been fined by Solicitors Disciplinary Tribunal for “inadvertent” errors in allowing his client account to be used as a banking facility.


Partner who told trainee to change dates of deed is struck off

18 August 2022

A partner who told a trainee solicitor to change the date on a mortgage deed before sending it to Companies House and then to the Land Registry has been struck off.

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Awaab’s Law phase 2: New hazards council tenants can now claim for

The conversation on housing disrepair is moving beyond damp and mould alone. With the rollout of phase 2 of Awaab’s Law, the scope of issues covered is expanding significantly,


Beyond PCP: Can regulators and lawyers work better together next time?

Nearly a decade after the Financial Conduct Authority began investigating the car finance industry, the story of the PCP commission scandal is still unfinished.


Accountability has to live within governance, not with one person

The assumption has long been that a COLP or COFA is personally exposed to the consequences of anti-money laundering breaches.


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