Compliance & Regulation
Data Reform Bill: Better for business?
Four years since the General Data Protection Regulation (GDPR) was implemented, statistics from RSM have revealed that 30% of European businesses are still not compliant – so is it time for further fresh legislation?
EAT allows sacked law firm boss to continue challenging 2014 ruling
A former law firm director, now a barrister, trying to challenge an eight-year-old employment tribunal ruling that found her guilty of serious financial impropriety has overcome the first hurdle.
Birmingham solicitors oppose regulator’s plan to replace SIF
The SRA’s failure to find an alternative to the Solicitors Indemnity Fund over a decade shows that the “only sensible option” is to retain it, Birmingham Law Society has argued.
Liberalising legislation to help lawyer-led MDPs grow in Germany
Multi-disciplinary practices are set to develop further in Germany in the wake a new law that expands the types of professionals with whom lawyers can form partnerships.
Convictions for peaceful protests “should not lead to regulatory action”
The Solicitors Regulation Authority is unlikely to take action against solicitors convicted in exercising their right to protest where no significant harm has been caused, it said yesterday.
SRA lays out when it would act over sexual misconduct outside practice
The Solicitors Regulation Authority has today made clear that it can and will take action over sexual misconduct which happens entirely outside of a solicitor’s practice.
Male partner who “harassed” junior female colleague agrees to come off roll
A solicitor who made “inappropriate” comments to a junior colleague has avoided the Solicitors Disciplinary Tribunal by agreeing to remove himself from the roll for at least three years.
Law Society “could support” in-house alternative to SIF
The Law Society has “no objection in principle” to the Solicitors Indemnity Fund being replaced by an in-house alternative run by the Solicitors Regulation Authority.
CILEX private client firm becomes first to transfer to SRA
A private client firm in Norwich has become the first to transfer regulator from CILEX Regulation to the Solicitors Regulation Authority.
Decisions to suspend solicitors “should stay public” for extra three years
Decisions to suspend solicitors should stay in the public domain for three years after they return to work, the Legal Services Consumer Panel has argued.
Blog
Awaab’s Law phase 2: New hazards council tenants can now claim for
The conversation on housing disrepair is moving beyond damp and mould alone. With the rollout of phase 2 of Awaab’s Law, the scope of issues covered is expanding significantly,
Beyond PCP: Can regulators and lawyers work better together next time?
Nearly a decade after the Financial Conduct Authority began investigating the car finance industry, the story of the PCP commission scandal is still unfinished.
Accountability has to live within governance, not with one person
The assumption has long been that a COLP or COFA is personally exposed to the consequences of anti-money laundering breaches.
