Compliance & Regulation


SDT grants law firm access to papers to help sue struck-off solicitor

26 September 2022

The Solicitors Disciplinary Tribunal has granted a law firm access to papers from a recent case to help legal action being taken against the solicitor it struck off.


Licensed conveyancers to face explicit duty to treat customers fairly

26 September 2022

An explicit requirement on licensed conveyancers to treat customers fairly has been proposed as part of a new statement of ethical principles by their regulator.


“Credible sanctions”: Bill to remove SRA fining cap for economic crime

23 September 2022

Plans to remove the £25,000 cap on fines the Solicitors Regulation Authority can impose in cases of economic crime will enable it to sanction larger law firms properly, the government said.


BSB to test if review and comparison websites work for barristers

23 September 2022

Four lawyer review and comparison websites have agreed to join a Bar Standards Board (BSB) pilot on whether they can work for barristers and their consumers.


SRA bans IT worker convicted of stealing hardware from law firm

23 September 2022

An IT engineer with a serious gambling problem who stole 38 iPhones and 10 laptops worth £23,000 from a law firm has been banned from working in the profession.


Barrister “could and should” have stopped offensive tweets being sent

21 September 2022

A barrister reprimanded for allowing a Twitter account to send “inappropriate and offensive” tweets to a colleague at the same chambers was not their author, a tribunal has confirmed.


SDT slams Khan’s “reprehensible” claim that jailing was good for profession

20 September 2022

The SDT has labelled as “reprehensible” the argument by Sophie Khan that being jailed for contempt of court enhanced, rather than diminished, the reputation of the profession.


Solicitor struck off for parental consent affidavit deception

16 September 2022

A solicitor who confirmed that two affidavits had been signed and sworn in her presence, when they had not been, has been struck off.


SRA rejects legal press request to reopen board meetings to scrutiny

16 September 2022

The Solicitors Regulation Authority has rejected a request from Legal Futures and the Law Society Gazette to return to opening its board meetings to the public and press.


Lawyers should have “ethical obligation” to advise on climate risks

16 September 2022

Lawyers should be ethically obliged to advise clients of the serious risks – legal or otherwise – of pursuing activities that risk exacerbating climate change.

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Awaab’s Law phase 2: New hazards council tenants can now claim for

The conversation on housing disrepair is moving beyond damp and mould alone. With the rollout of phase 2 of Awaab’s Law, the scope of issues covered is expanding significantly,


Beyond PCP: Can regulators and lawyers work better together next time?

Nearly a decade after the Financial Conduct Authority began investigating the car finance industry, the story of the PCP commission scandal is still unfinished.


Accountability has to live within governance, not with one person

The assumption has long been that a COLP or COFA is personally exposed to the consequences of anti-money laundering breaches.


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