Compliance & Regulation


Solicitors at incorporated firms should not give personal undertakings

22 July 2022

Lawyers at incorporated law firms should not give personal undertakings even though the corporate undertakings are not enforceable, the Law Society has said.


Solicitor who considered herself “beyond regulation” is struck off

21 July 2022

A solicitor who made false and misleading statements on applications for professional indemnity insurance has been struck off and ordered to pay costs of over £124,000.


Regulator threatens legal action over CILEX talks with SRA

21 July 2022

CILEx Regulation could take legal action following the Chartered Institute of Legal Executives’ announcement that it is talking to the Solicitors Regulation Authority about becoming its regulator.


Legal Ombudsman on track to halve backlog by March 2023

21 July 2022

The Legal Ombudsman is on course to meet its goal of halving the backlog of cases waiting for investigation by March 2023, with its output increasing significantly, the chief ombudsman has said.


Be careful when ex-clients seek ‘one-off’ advice, CA warns solicitors

20 July 2022

Solicitors responding to ‘one-off’ requests for information or advice from former or potential clients need to identify the limits of their engagement to avoid negligence claims, the Court of Appeal has warned.


CILEX begins talks over transferring regulation of members to SRA

20 July 2022

The Chartered Institute of Legal Executives has begun formal talks with the Solicitors Regulation Authority about taking over the regulation of its members.


No sanction for solicitor who threatened firm over complaint

20 July 2022

The SDT has decided not to sanction a solicitor who threatened his former law firm with blowing the whistle on alleged legal aid contract breaches if it did not withdraw a complaint about him.


Research highlights ethnic minority attainment gap on Bar course

20 July 2022

The attainment gap between ethnic minority and White students in the centrally assessed modules of the Bar professional training course had a higher impact on pass rates.


Consumers increasingly shopping around for lawyers, panel finds

19 July 2022

Regulatory initiatives to encourage consumers to shop around, such as making it easier for them to compare prices, are starting to pay off, according to the Legal Services Consumer Panel.


Fine for partner who failed to detail work on client files

19 July 2022

A partner who billed for her time ‘considering’ matters but did not detail in attendance notes what she had actually done has been fined by the Solicitors Regulation Authority.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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