Compliance & Regulation


Ban for conveyancer who took second job with client on the quiet

2 December 2022

A licensed conveyancer who took a second job working for a client without telling her firm, and then failed to follow its procedures when dealing with him, has been sanctioned for her misconduct.


Chambers focusing diversity efforts on access to the Bar, not retention

1 December 2022

Chambers are focusing their efforts to improve racial diversity on recruitment rather than progression or retention, a Bar Council report has found.


Banks stopping law firms with licences acting for sanctioned people

30 November 2022

There have been “numerous scenarios” where banks have stopped solicitors working under government licences for those subject to UK sanctions by refusing to process transactions, the SRA has said.


Warning for profession, help for public – SRA steps up SLAPPs pressure

29 November 2022

The Solicitors Regulation Authority is now investigating 29 cases where law firms might be involved in SLAPPs, it revealed yesterday as it issued a warning notice over such abusive litigation.


Pioneering apprentices qualify as solicitors at leading law firm

29 November 2022

Seven apprentices at the first large law firm to run the training scheme – which takes six years and includes a law degree – have qualified as solicitors.


Solicitor had “massive holes” in accounts knowledge

29 November 2022

A law firm owner who admitted having “massive holes” in her knowledge of the accounts rules has been fined £5,000 after letting a £41,000 shortfall build up on client account.


Solicitor struck off for single incident of “manifest incompetence”

28 November 2022

A solicitor whose incompetence enabled the transfer of an elderly man’s property to fraudsters for no consideration has been struck off, even although it was a single incident in a 19-year career.


SRA uses enhanced fining power for the first time with £15,000 penalty

25 November 2022

The Solicitors Regulation Authority has used its enhanced fining power for the first time, imposing a £15,000 fine on a solicitor who failed clients subject to deputyship orders.


Barrister jailed for child sex offences disbarred

25 November 2022

A barrister convicted of multiple child sex offences last year and jailed for three and a half years has now been disbarred. He did not know the children he had contacted were not real.


MPs back tougher economic crime fines and oversight for lawyers

24 November 2022

MPs have backed giving the Solicitors Regulation Authority unlimited fining powers in cases of economic crime, as well as a new regulatory objective for the Legal Services Act.

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Blog


How does the legal profession become neuroinclusive?

My learning journey as mum to an autistic son with profound additional needs completely changed the way in which I work as a child protection lawyer.


The real cure for inequality at law firms? Listening

How can men, as one male panellist put it, “get out of the way of people coming up through the ranks?”
Most of these conversations only happen after the men leave the room.


Andy Burnham and the Hillsborough Law: should solicitors be worried?

Now that Andy Burnham has become prime minister, the Public Office (Accountability) Bill, otherwise known as the Hillsborough Law, will receive a real boost of political capital.


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