Compliance & Regulation
Solicitors “coercing” hospital patients into signing legal papers
Solicitors have been accused of visiting vulnerable patients in hospital wards in Leeds and “coercing” them into signing legal documents.
SRA bid for maximum £805,000 fine for solicitors “excessive and unjustified”
SRA plans to double the upper limit on fines for law firms to 5% of turnover and to £805,000 for individuals are “excessive and unjustified”, the Law Society has argued.
Complaints to SRA can constitute acts of stalking, Court of Appeal rules
Complaints to a lawyer’s employer and professional regulator can amount to acts of stalking, the Court of Appeal has ruled in a case where a senior government lawyer was targeted.
Solicitor’s “blind spot” led to vulnerable client being defrauded
A very experienced solicitor who showed a “complete blind spot” with regard to his obligations to ‘know your client’ and recognise the risks of conveyancing fraud has been suspended for a year.
Criminal solicitor fined £40k for pro bono work in family dispute
A criminal solicitor who helped out a friend in a family law dispute pro bono has been fined £40,000 for how he conducted the case, which “detrimentally impacted” all those involved.
Canadian law society allows listed DWF to overcome ban on buying firm
Listed practice DWF has bought a law firm in Vancouver, Canada for £28m, a deal only allowed by its local law society with conditions that ensure local lawyers retain control.
Client losses from cyber-attacks on law firms continue to fall
Law firms appear to be warding off cyber-attacks more successfully, with client losses falling to £700,000 in the first 10 months of this year, the Solicitors Regulation Authority has revealed.
Dishonest paralegal, drink driving, AML failure – SRA hands out penalties
A paralegal who used case files he had not worked on as part of his application to be an accredited police station representative has been banned, among the latest sanctions handed out by the SRA.
Law firms under “active investigation” for flouting sanctions regime
A small number of law firms are being investigated for either actively or negligently breaching sanctions imposed following Russia’s invasion of Ukraine, it emerged yesterday.
SRA on lookout for solicitors “borrowing” from client money to pay bills
The Solicitors Regulation Authority is braced for solicitors looking to borrow from client account to help pay their bills in the face of a worsening economy, its chief executive said yesterday.
Blog
Awaab’s Law phase 2: New hazards council tenants can now claim for
The conversation on housing disrepair is moving beyond damp and mould alone. With the rollout of phase 2 of Awaab’s Law, the scope of issues covered is expanding significantly,
Beyond PCP: Can regulators and lawyers work better together next time?
Nearly a decade after the Financial Conduct Authority began investigating the car finance industry, the story of the PCP commission scandal is still unfinished.
Accountability has to live within governance, not with one person
The assumption has long been that a COLP or COFA is personally exposed to the consequences of anti-money laundering breaches.
