Compliance & Regulation


A fifth of female solicitors promoted after maternity leave

8 September 2022

A fifth of female solicitors were promoted into a new role by their law firms during or after maternity leave, but a similar proportion “felt unwelcome” on their return, a major study has found.


SFO decides on retrial for Axiom defendant who split jury

7 September 2022

A financial adviser alleged to have been part of the Axiom Legal Financing Fund fraud is to face a retrial after a jury last month failed to reach a verdict, the Serious Fraud Office has decided.


Law firm fined for failing to recognise conflict that arose in probate case

6 September 2022

A law firm has been fined after failing to recognise that a conflict of interest had arisen in acting for both an estate and its personal representative after he made a claim on the estate.


Replacing SIF with compensation fund would be “unlawful”

6 September 2022

It would be unlawful for the Solicitors Regulation Authority to replace the Solicitors Indemnity Fund with some form of compensation fund, a leading expert has argued.


Data Reform Bill: Better for business?

5 September 2022

Four years since the General Data Protection Regulation (GDPR) was implemented, statistics from RSM have revealed that 30% of European businesses are still not compliant – so is it time for further fresh legislation?


EAT allows sacked law firm boss to continue challenging 2014 ruling

5 September 2022

A former law firm director, now a barrister, trying to challenge an eight-year-old employment tribunal ruling that found her guilty of serious financial impropriety has overcome the first hurdle.


Birmingham solicitors oppose regulator’s plan to replace SIF

5 September 2022

The SRA’s failure to find an alternative to the Solicitors Indemnity Fund over a decade shows that the “only sensible option” is to retain it, Birmingham Law Society has argued.


Liberalising legislation to help lawyer-led MDPs grow in Germany

5 September 2022

Multi-disciplinary practices are set to develop further in Germany in the wake a new law that expands the types of professionals with whom lawyers can form partnerships.


Convictions for peaceful protests “should not lead to regulatory action”

2 September 2022

The Solicitors Regulation Authority is unlikely to take action against solicitors convicted in exercising their right to protest where no significant harm has been caused, it said yesterday.


SRA lays out when it would act over sexual misconduct outside practice

1 September 2022

The Solicitors Regulation Authority has today made clear that it can and will take action over sexual misconduct which happens entirely outside of a solicitor’s practice.

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The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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