Compliance & Regulation


Firm ordered to pay wasted costs over lack of authority to act

5 July 2022

A law firm has been ordered to pay wasted costs of £7,920 for not satisfying itself that the director of a company in deadlock with the other director had the authority to give it instructions.


Rugby and football club boss sanctioned by SDT still “fit and proper” owner

4 July 2022

The rugby and football club owner sanctioned by the Solicitors Disciplinary Tribunal last week says he will be able to continue in those roles as he remains a ‘fit and proper person’.


Firm owner and consultant sanctioned for €9m supercar failures

30 June 2022

A solicitor failed to supervise an unadmitted consultant who allowed his firm’s client account to be used by a foreign royal as a banking facility in a bid to buy three supercars.


Immigration advice scammer jailed for absconding while on bail

30 June 2022

A man who fled to Dubai after he was found guilty of an immigration advice scam has been imprisoned on his return to the UK. He was one of three people convicted of multiple offences.


Complaints about claims management companies continue to fall

30 June 2022

The number of complaints about claims management companies continues to fall, the Financial Ombudsman Service says as it consider charging professional representatives to make one.


Government approves increase in SRA’s fining power to £25,000

29 June 2022

The government has today approved the increase in the Solicitors Regulation Authority’s fining power, from £2,000 to £25,000, despite opposition from the profession.


Barrister reprimanded for “bullying and aggressive” emails

29 June 2022

A non-practising barrister who wrote “bullying and aggressive” emails to a group supporting people with autoinflammatory conditions has been reprimanded by a disciplinary tribunal.


Firm fined for inadequate anti-money laundering controls

28 June 2022

A law firm in Telford whose multiple failures raised the risk of it facilitating money laundering and terrorist financing has been fined by the Solicitors Regulation Authority.


Law firm owner rebuked for caseworker supervision failure

27 June 2022

A solicitor who failed to supervise an immigration caseworker in a matter which led the High Court to refer his firm to the Solicitors Regulation Authority has been rebuked.


Greens urge disciplinary action against lawyer MPs over rule of law threats

27 June 2022

The Green Party has called for disciplinary action against solicitor and barrister MPs who vote for legislation which disregards the rule of law.

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