Compliance & Regulation


BSB plans “statement of good practice” for chambers

28 September 2022

The Bar Standards Board is planning a “statement of consolidated good practice” for chambers, which sets out how to go “above and beyond” the minimum regulatory requirements.


Private client specialist banned for backdating LPA signatures

28 September 2022

An experienced private client lawyer who backdated his client’s signature on lasting powers of attorney has been banned from working for law firms.


Law Society and Bar Council oppose economic crime reforms

27 September 2022

The Law Society and Bar Council have expressed concern about new economic crime provisions put forward by the government that target the legal profession.


SRA fines firm with “failing” anti-money laundering controls

27 September 2022

A law firm with a “failing” anti-money laundering control environment, leading to multiple rule breaches, has been fined £2,000 by the Solicitors Regulation Authority.


SDT grants law firm access to papers to help sue struck-off solicitor

26 September 2022

The Solicitors Disciplinary Tribunal has granted a law firm access to papers from a recent case to help legal action being taken against the solicitor it struck off.


Licensed conveyancers to face explicit duty to treat customers fairly

26 September 2022

An explicit requirement on licensed conveyancers to treat customers fairly has been proposed as part of a new statement of ethical principles by their regulator.


“Credible sanctions”: Bill to remove SRA fining cap for economic crime

23 September 2022

Plans to remove the £25,000 cap on fines the Solicitors Regulation Authority can impose in cases of economic crime will enable it to sanction larger law firms properly, the government said.


BSB to test if review and comparison websites work for barristers

23 September 2022

Four lawyer review and comparison websites have agreed to join a Bar Standards Board (BSB) pilot on whether they can work for barristers and their consumers.


SRA bans IT worker convicted of stealing hardware from law firm

23 September 2022

An IT engineer with a serious gambling problem who stole 38 iPhones and 10 laptops worth £23,000 from a law firm has been banned from working in the profession.


Barrister “could and should” have stopped offensive tweets being sent

21 September 2022

A barrister reprimanded for allowing a Twitter account to send “inappropriate and offensive” tweets to a colleague at the same chambers was not their author, a tribunal has confirmed.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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