Compliance & Regulation
Ban for office manager who took nearly £550,000 from firm
A part-time office manager who misappropriated nearly £550,000 from a law firm has been banned from working in the profession.
Two solicitors rebuked for taking client information when leaving firms
Two solicitors who took confidential client information from their former employers have been rebuked by the Solicitors Regulation Authority.
Gender-critical barrister praises BSB approach to ‘meritless’ complaints
A leading ‘gender critical’ barrister has praised the Bar Standards Board for the way it handles “meritless” complaints after rejecting two made against her.
Consultant-led law firms “pose greater money laundering risk”
The decentralised nature of consultant-led law firms carries extra money laundering risks that mean compliance officers may need to be “more interventionist”, the SRA has cautioned.
SRA to consult on strengthening continuing competence regime
The SRA is to consult on strengthening continuing competence requirements as it was not clear whether solicitors are reflecting properly on their practices.
“Too soon” for struck-off solicitor to apply for return to roll
A struck-off solicitor who has not paid the Solicitors Regulation Authority nearly £65,000 in outstanding costs from his disciplinary hearing cannot return to the roll.
Panel backs making law firms tell clients how to complain at end of cases
The Legal Services Consumer Panel has come out strongly in favour of law firms telling clients how to complain at the end of a matter as well as the beginning.
Solicitor settled employment claim without asking client
A solicitor with mental health issues who settled an employment tribunal claim without consulting her client has been struck off.
War of words between trainee and ex-Attorney General over SQE
Former Attorney General Suella Braverman KC has entered into a war of words with a trainee solicitor over a petition calling for reform of the SQE.
Strike-off for solicitor who hid partnership money during divorce
A partner who deliberately failed to disclose during his divorce that he held over £23,000 in his capital account has been struck off.
Blog
Change in regulator shouldn’t make AML less of a priority
While SRA fines for AML have been climbing, many in the profession aren’t confident they will get any relief from the FCA, a body used to dealing with a highly regulated industry.
There are 17 million wills waiting to be written
The main reason cited by people who do not have a will was a lack of awareness as to how to arrange one. As a professional community, we seem to be failing to get our message across.
The case for a single legal services regulator: why the current system is failing
From catastrophic firm collapses to endemic compliance failures, the evidence is mounting that the current multi-regulator model is fundamentally broken.
