Compliance & Regulation
Barrister who practised while suspended is disbarred
A barrister who held himself out as practising while he in fact he was serving a suspension has been disbarred after his fourth appearance before a disciplinary tribunal.
Ban for police station representative who illicitly contacted jailed client
An experienced police station representative who communicated with a jailed client via a mobile phone he should not have had has been banned from the profession.
SRA sanctioned for wrongly publishing trainee’s ban
The Solicitors Regulation Authority has been sanctioned in costs after prematurely stating that it had banned a former trainee solicitor from working for law firms.
BSB performance in the red as LSB raises SRA enforcement concerns
Pressure on the Bar Standards Board to improve its performance ratcheted up today after it scored by far the worst of all the legal regulators in the Legal Services Board’s annual assessment.
Solicitor fined for handling follow-on property management work
A retired solicitor has been fined £7,500 for using client accounts as banking facilities over decades to handle property management work for Arab clients.
US lawyer urged clients to infect opposing counsel with “nasty disease”
A US lawyer advised his clients to have someone with Covid or another “highly infectious, nasty disease” lick and handle an envelope being sent to opposing counsel, it has emerged.
New Bar chair calls on Ministry of Justice to review LSB
The new chair of the Bar Council has called on the Ministry of Justice to review the Legal Services Board, prompting a tart response from the oversight regulator.
Legal regulators “need to work on building trust” with their communities
Legal regulators can reduce the amount of enforcement work they need to undertake if they can build enough trust that lawyers will approach them before things go wrong, an event has heard.
SRA hires competition specialist to drive strategy
A competition specialist is to join the Solicitors Regulation Authority as its new executive director for strategy and innovation, while the LSB’s policy chief is leaving to oversee bailiffs.
Solicitor shifted client money around to cover mistakes
A partner who used client funds to make payments for other clients – on occasion to hide the fact that they had been made subject to costs orders – has been struck off.
Blog
Beyond PCP: Can regulators and lawyers work better together next time?
Nearly a decade after the Financial Conduct Authority began investigating the car finance industry, the story of the PCP commission scandal is still unfinished.
Accountability has to live within governance, not with one person
The assumption has long been that a COLP or COFA is personally exposed to the consequences of anti-money laundering breaches.
The SRA’s client money reforms: good intentions, questionable execution
On the face of it, the SRA’s plans to tighten protections around client money sounds sensible. The detail, as ever, tells a more complicated story.
