Compliance & Regulation


BSB urged to act on “online misogyny” aimed at female barristers

27 October 2022

The Bar Standards Board needs to highlight the link between online misogyny and female barristers who speak out on issues affecting women in the law, a campaigning group has argued.


Independent barristers’ review “contributed to Post Office cover-up”

27 October 2022

An independent review by a leading public law silk into possible miscarriages of justice caused by the Post Office computer system “was used to, and in some ways contributed to, a cover-up”.


Solicitor who certified LPAs “as a favour” is fined £6,000

26 October 2022

A criminal defence solicitor who said he certified two lasting powers of attorney “as a favour” for an elderly client has been fined £6,000 for failing to make the necessary checks.


Solicitor was “manifestly incompetent” in advice to elderly client

25 October 2022

A solicitor has admitted manifest incompetence in failing to advise a 92-year-old client to refuse a £60,000 engagement ring and £35,000 car in part-payment of the property he was selling.


LSB to consider “alternative configurations” of reserved legal activities

25 October 2022

The Legal Services Board is to undertake a “first-principles analysis” of the list of reserved legal activities to consider “potential alternative configurations”.


LSB plans to make it easier for clients to complain to their lawyers

24 October 2022

Stronger rules on how clients are informed about their right to complain, and ensuring verbal expressions of dissatisfaction are treated as complaints, are set to be introduced next year.


SRA forced to wait for end of Post Office inquiry to take action

24 October 2022

The Solicitors Regulation Authority is going to have to wait until the end of the Post Office inquiry before it can take formal disciplinary action against any lawyers involved in the scandal.


Consumers keen to read reviews of barristers, says Trustpilot

24 October 2022

There are only 15 barristers on Trustpilot but their pages are viewed 4,000 times a day by consumers, showing the opportunity for the Bar, a webinar heard last week.


LSB to urge regulatory action in bid to strengthen professional ethics

21 October 2022

A greater focus on professional ethics among law students and qualified lawyers, with stronger supervision by regulators, is needed to uphold the rule of law, the Legal Services Board has said.


Tribunal clears conveyancer over allegations of AML dishonesty

21 October 2022

A solicitor accused of not having a firm-wide anti-money laundering risk assessment in place and lying about it to the SRA, has been cleared by the Solicitors Disciplinary Tribunal.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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