Compliance & Regulation


Tribunal lifts condition on solicitor “manipulated” by timeshare scheme

1 March 2023

The Solicitors Disciplinary Tribunal has lifted a condition on a former law firm boss who admitted she had “permitted herself to be manipulated” by a timeshare scheme.


Partner ignored SRA’s warning over providing banking facilities

28 February 2023

A partner who ignored a warning letter from the SRA telling him not to use his client account as a banking facility, which he then did, has been fined £10,000.


SDT lifts restrictions on twice-fined solicitor despite SRA objection

27 February 2023

The Solicitors Disciplinary Tribunal has lifted practising conditions on the former partner of a law firm whom it has twice fined, latterly £20,000 for “very serious misconduct”.


Partner’s trainee supervision failure aided “property hijacks”

24 February 2023

The boss of a Manchester law firm has been fined £12,500 for failing to supervise his trainee properly in conveyancing transactions that “bore the hallmarks of property hijacks”.


Solicitor instructed and paid by clients without telling firm

23 February 2023

An immigration solicitor who misappropriated £31,500 of his law firm’s fees by failing to record clients and then pocketing their fees has been struck off.


Manifestly incompetent solicitor fined for role in “secret sale”

22 February 2023

A solicitor who facilitated a “secret, snap sale of inheritance property” after which the seller absconded to Morocco with proceeds to which he was not entitled has been fined for missing multiple warning signs.


Home Office “monitoring” immigration lawyers for regulatory breaches

22 February 2023

The Home Office is keeping watch on immigration practitioners to ensure they are regulated and not breaching their obligations, it has emerged.


Law firm “colluded” with medics and others to layer PI claim

21 February 2023

The Solicitors Regulation Authority should investigate a personal injury firm involved in “layering” a claim with further costs, given evidence that this is a pattern of behaviour..


“Shambolic” solicitor suspended over disorderly closure of firm

21 February 2023

A solicitor who ran his law firm in a “shambolic fashion”, taking on more than 100 new cases when it should have been in the process of closing down, has been suspended for three months.


High Court rejects solicitor’s appeal against disciplinary findings

21 February 2023

A solicitor described by the Solicitors Disciplinary Tribunal as having acted in a seriously inept manner has failed in his appeal against an £8,000 fine to the High Court.

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Blog


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Andy Burnham and the Hillsborough Law: should solicitors be worried?

Now that Andy Burnham has become prime minister, the Public Office (Accountability) Bill, otherwise known as the Hillsborough Law, will receive a real boost of political capital.


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