Compliance & Regulation
MPs back tougher economic crime fines and oversight for lawyers
MPs have backed giving the Solicitors Regulation Authority unlimited fining powers in cases of economic crime, as well as a new regulatory objective for the Legal Services Act.
Bar Council piles pressure on BSB over Dinah Rose case
The Bar Council has taken the unusual step of criticising the Bar Standards Board for its “unacceptable and inexcusable” handling of a complaint against Dinah Rose KC.
Quarter of firms in SRA review of immigration work face disciplinary action
Ten of the 40 law firms that took part in a Solicitors Regulation Authority review of immigration services have been referred for possible disciplinary action after it found “significant shortcomings”.
BSB apologises to top KC over handling of complaint against her
The Bar Standards Board has issued an apology to leading silk Dinah Rose for its handling of a complaint against her and suggesting she might have been reckless in her conduct.
Solicitors facing ethical disclosure decisions “need more SRA help”
The SRA’s guidance on disclosing confidential information “inappropriately discourages” lawyers from reporting serious misconduct and risks of harm, it has been claimed.
Solicitor struck off after tribunal refuses to go behind US plea deal
A solicitor convicted in the US of conspiracy to commit securities fraud has been struck off after a tribunal refused his attempt to explain why he signed a plea deal.
Solicitor struck off for misusing client money and unauthorised practice
A veteran solicitor who used client money to alleviate his firm’s financial problems and also misled his insurer that he was authorised to practise when he no longer was, has been struck off.
Shiner faces two-year wait for trial on cold-calling fraud charges
Disgraced human rights lawyer Phil Shiner will have to wait nearly two years for his trial on four allegations of fraud, the Crown Court said on Friday.
“Old school” solicitor used £500,000 of client money to prop up firm
An “old school” solicitor in his late 70s who overcharged three estates and a trust by nearly £500,000 to provide cash flow for his firm has been struck off.
Solicitors to foot £1.2m bill for relocating disciplinary tribunal
Solicitors are to pay an extra £1.2m towards the Solicitors Disciplinary Tribunal in 2023 after its existing landlord pulled the offer of a new lease, meaning it will have to relocate.
Blog
The SRA needs to admit it got it wrong about SLAPPs
The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.
Why menopause support belongs on every law firm’s agenda
Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.
Law firms need to go beyond document checks
At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.
