Compliance & Regulation


Scotland shies away from single legal regulator but backs ABSs

4 January 2023

The Scottish government has chosen the least radical option for regulatory reform of the legal profession, rejecting the ideas of either a single or an oversight regulator.


Solicitor struck off after stringing along immigration clients for years

4 January 2023

A solicitor who strung along two clients for several years that he had applied for their indefinite leave to remain in the UK when he had not has been struck off.


Foreign lawyer was duped by suspected fraudster to front firm

3 January 2023

A registered foreign lawyer has been suspended for 18 months after being duped to front a law firm where likely fraudulent conveyancing transactions took place behind his back.


Slater & Gordon accepts £82k fine for Quindell system failures

3 January 2023

Slater & Gordon has accepted a fine of nearly £82,000 for historic shortcomings in the legal services business it acquired from Quindell.


Pupil who ripped off others’ work was suffering from mental illness

21 December 2022

The pupil barrister who passed off other people’s work as his own on three occasions avoided disbarment because he was suffering from a serious mental illness exacerbated by lockdown.


SRA to step up action over non-compliance with transparency rules

20 December 2022

The Solicitors Regulation Authority is to take a “more robust approach” to enforcing its transparency rules after its latest work indicated widespread non-compliance.


Law Society at odds with local solicitor groups over future of SIF

20 December 2022

SRA plans to replace the Solicitors Indemnity Fund with an in-house solution have been backed by the Law Society but opposed by the ‘Joint V’ of the major local law societies.

It puts the national body at odds with the ‘Joint V’ of major local law societies


Metamorph’s empire continues to crumble as two more firms are shut

19 December 2022

Two more firms in the Metamorph Law group – including the one to which the caseloads of several others were being transferred – were shut down today.


Pupil sanctioned for passing off other people’s work as his own

19 December 2022

A pupil barrister who passed off other people’s work as his own and lied about it to the head of his chambers’ pupillage committee has been told he cannot qualify for at least three years.


Solicitor “tested ethical boundaries” by asking client for loan

16 December 2022

A solicitor “tested the ethical standards” of the profession by seeking a loan from a client to pay school fees without advising him to seek independent advice, the SDT has found.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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