Compliance & Regulation

The group that last year requisitioned a special general meeting of the Law Society has described plans to make it much harder to do so in future as “shocking”.

Proposed government changes to anti-money laundering rules around pooled client accounts could raise issues around client confidentiality and privilege, experts have warned.

A practising barrister has for the first time been added to HM Revenue & Customs’ list of tax avoidance promoters.

People who instruct barristers through the public access scheme are much more likely to be seeking advice than representation in court, new research has indicated.

A solicitor at a national law firm who deleted a client’s email from its document management system “to try to cover up that he had not dealt with it” has been struck off.

A leading firm of accountants says two-thirds of law firms whose books it examined for regulatory reports had broken the rules on residual balances.

The Legal Ombudsman should introduce a nominal complaint fee of £50 to “weed out those whom one might describe as ‘chancers’”, Birmingham Law Society has proposed.

A solicitor who admitted lying to a client about receiving a medical report “to buy herself time” has been struck off by the Solicitors Disciplinary Tribunal.

A managing partner has failed to convince the SDT to blame the one-year qualified solicitor he was supervising for failures on a conveyancing transaction at an undervalue.

Two of the three solicitors accused by the Daily Mail of offering to help an undercover reporter concoct a false asylum claim have now been cleared of misconduct.