Compliance & Regulation


Parliament ratchets up pressure on SRA and solicitors

27 January 2023

Solicitors and their regulator have found themselves in the crosshairs of MPs and peers this week over strategic lawsuits against public participation and economic crime.


BSB to commission independent review of enforcement processes

27 January 2023

The Bar Standards Board is to commission an “independent end-to-end” review of its enforcement processes in a bid to improve its much-criticised performance.


Rebuke for solicitor caught on camera making “lewd gesture”

27 January 2023

A solicitor who was caught on camera making a “lewd gesture” at a colleague at the firm’s Christmas party has been rebuked by the Solicitors Regulation Authority.


LSB considers ban on NDAs unless employee asks for one

26 January 2023

Lawyers could be banned from drafting NDAs in cases of sexual harassment, discrimination or whistleblowing unless the member of staff involved has asked for one.


Number of SRA investigations into SLAPPs continues to rise

25 January 2023

The number of law firms being investigated for possible misconduct relating to SLAPPs has doubled since the summer to 40, the chief executive of the SRA revealed yesterday.


Increase in suspicious activity reports made by lawyers

25 January 2023

The number of suspicious activity reports made by lawyers rose last year but continues to represent just a tiny fraction of reports received by the National Crime Agency.


CMCs still pushing out “misleading and unfair” advertising

24 January 2023

Claims management companies are still producing “misleading, unclear and unfair advertising”, the Financial Conduct Authority has said.


Unrepentant barrister disbarred for breaking Supreme Court embargo

23 January 2023

The barrister found in contempt of court by the Supreme Court after he released its embargoed ruling on the planned third runway for Heathrow airport has now been disbarred.


And then there were two – SRA shuts another Metamorph firm

23 January 2023

The Solicitors Regulation Authority last week closed down yet another firm in the Metamorph Law Group, leaving just two still operating.


Firm handed largest-ever fine for transparency rules non-compliance

20 January 2023

The Solicitors Regulation Authority has fined a law firm that did not comply with its transparency rules £3,500, the highest penalty it has issued for the offence.

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The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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