Compliance & Regulation


SRA refers firms handling matters worth £149m to crime agency

31 October 2022

The Solicitors Regulation Authority made 20 suspicious activity reports to the National Crime Agency in the past year, relating to solicitors handling £149m of potentially criminal funds.


Fine for complaints partner who “frustrated” Legal Ombudsman

31 October 2022

The complaints partner at a West Midlands law firm who “frustrated the Legal Ombudsman in carrying out its function” by failing to respond to requests, has been fined £4,000.


Firm fined for long-term anti-money laundering compliance failures

28 October 2022

A law firm that was non-compliant with the anti-money laundering rules for three years has been fined for showing “a disregard for statutory and regulatory obligations”.


High Court denies rights of audience to disbarred barrister

27 October 2022

The High Court has denied rights of audience to a disbarred barrister jailed for a bomb hoax at the London Olympics, which would have allowed him to represent a prisoner in habeas corpus proceedings.


BSB urged to act on “online misogyny” aimed at female barristers

27 October 2022

The Bar Standards Board needs to highlight the link between online misogyny and female barristers who speak out on issues affecting women in the law, a campaigning group has argued.


Independent barristers’ review “contributed to Post Office cover-up”

27 October 2022

An independent review by a leading public law silk into possible miscarriages of justice caused by the Post Office computer system “was used to, and in some ways contributed to, a cover-up”.


Solicitor who certified LPAs “as a favour” is fined £6,000

26 October 2022

A criminal defence solicitor who said he certified two lasting powers of attorney “as a favour” for an elderly client has been fined £6,000 for failing to make the necessary checks.


Solicitor was “manifestly incompetent” in advice to elderly client

25 October 2022

A solicitor has admitted manifest incompetence in failing to advise a 92-year-old client to refuse a £60,000 engagement ring and £35,000 car in part-payment of the property he was selling.


LSB to consider “alternative configurations” of reserved legal activities

25 October 2022

The Legal Services Board is to undertake a “first-principles analysis” of the list of reserved legal activities to consider “potential alternative configurations”.


LSB plans to make it easier for clients to complain to their lawyers

24 October 2022

Stronger rules on how clients are informed about their right to complain, and ensuring verbal expressions of dissatisfaction are treated as complaints, are set to be introduced next year.

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