Compliance & Regulation


New chair of LSB viewed single regulator for lawyers as “inevitable”

6 February 2023

A vastly experienced regulator who once described the prospect of a single regulator for lawyers as “inevitable” has been named as the new chair of the Legal Services Board.


Solicitor struck off for lying over legal aid debt fails in appeal

6 February 2023

A solicitor who lied about not having a bank account or any income other than benefits to avoid repaying a debt to the Legal Aid Agency has failed in his appeal against being struck off.


Crypto world opens up opportunities for solicitors, says SRA

3 February 2023

Solicitors could improve their productivity by using distributed ledger technology but need to take care if a client wants to pay by cryptocurrency, the SRA has cautioned.


Barrister wins nine-year fight to overturn critical tribunal findings

2 February 2023

The employment tribunal has set aside a ruling from 2014 that a former law firm director, now a barrister, was guilty of serious financial impropriety.


Solicitors may now avoid SDT for significant but inadvertent breaches

2 February 2023

The Solicitors Regulation Authority’s new fining powers mean that significant but inadvertent breaches need no longer be referred to the Solicitors Disciplinary Tribunal, the pair have agreed.


RAC employee convicted of passing accident data to claims companies

2 February 2023

A former employee of breakdown company RAC has been convicted of stealing the data of victims of road traffic accidents, which he then passed on to claims management companies.


SRA to throw spotlight on incompetence in the profession

1 February 2023

The Solicitors Regulation Authority is to publish an annual competence report on the whole profession this summer, coupled with pro-actively targeting incompetent solicitors.


LeO bringing down backlog but will miss year-end target

31 January 2023

The Legal Ombudsman closed more cases in the first nine months of its current year than it did in the whole of the previous 12 months – but is still behind schedule to slash its backlog.


Conveyancing fee-earner banned over £338,000 tax scam

30 January 2023

A fee-earner who misappropriated at least £338,000 from her firm by making fraudulent land tax claims has been banned from the profession.


Axiom to enter regulation after obtaining ABS licence

27 January 2023

Leading alternative legal services provider Axiom Law is entering regulation in England and Wales after winning approval for an alternative business structure.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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