Compliance & Regulation


Criminal solicitor fined £40k for pro bono work in family dispute

11 November 2022

A criminal solicitor who helped out a friend in a family law dispute pro bono has been fined £40,000 for how he conducted the case, which “detrimentally impacted” all those involved.


Canadian law society allows listed DWF to overcome ban on buying firm

11 November 2022

Listed practice DWF has bought a law firm in Vancouver, Canada for £28m, a deal only allowed by its local law society with conditions that ensure local lawyers retain control.


Client losses from cyber-attacks on law firms continue to fall

10 November 2022

Law firms appear to be warding off cyber-attacks more successfully, with client losses falling to £700,000 in the first 10 months of this year, the Solicitors Regulation Authority has revealed.


Dishonest paralegal, drink driving, AML failure – SRA hands out penalties

10 November 2022

A paralegal who used case files he had not worked on as part of his application to be an accredited police station representative has been banned, among the latest sanctions handed out by the SRA.


Law firms under “active investigation” for flouting sanctions regime

9 November 2022

A small number of law firms are being investigated for either actively or negligently breaching sanctions imposed following Russia’s invasion of Ukraine, it emerged yesterday.


SRA on lookout for solicitors “borrowing” from client money to pay bills

9 November 2022

The Solicitors Regulation Authority is braced for solicitors looking to borrow from client account to help pay their bills in the face of a worsening economy, its chief executive said yesterday.


LSB promises regulators “greater autonomy” in performance regime

8 November 2022

The Legal Services Board has promised the frontline legal regulators “greater autonomy” in its the framework it will use to assess regulators’ progress.


Lawyers should “actively advise” clients on their environmental impact

4 November 2022

Lawyer are not merely “servants of their clients” and should counsel their clients about environmental harms their instructions may lead to, a leading legal academic has argued.


Supreme Court will not hear appeal on professional tribunal members’ pay

4 November 2022

The Supreme Court has refused permission to appeal a ruling that a barrister who sat as a tribunal chair for the Nursing and Midwifery Council was a ‘worker’ and entitled to sickness and holiday pay.


SDT lifts restriction on solicitor holding management position in firms

4 November 2022

The SDT has lifted part of the conditions imposed on a solicitor suspended for a year a decade ago for multiple rule breaches, allowing him to return to law firm management.

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