Compliance & Regulation


Partner hid conveyancing proceeds in secret bank account

13 February 2023

A law firm co-owner who covered up the existence of a bank account he used for the proceeds of a conveyancing transaction – from both his partner and regulator – has been struck off.


Barristers cannot avoid disciplinary action by renouncing status

13 February 2023

Barristers cannot escape disciplinary proceedings by renouncing their membership of the profession, a Bar disciplinary tribunal has ruled.


Warning for fee-share consultants in solicitor’s strike-off

10 February 2023

A self-employed consultant has been struck off after asking a client to pay a £750 bill to him directly and keep it secret from the law firm he was attached to.


Legal Services Board “needs to focus more on access to justice”

10 February 2023

The Legal Services Board should put a priority on access to justice and the needs of people on low incomes rather than professional ethics in its next research programme,.


Solicitor hid 743 cheques worth £233,000 in filing cabinet

9 February 2023

A veteran solicitor who signed but then kept 743 cheques worth £233,000 in a filing cabinet in his office, rather than using them to pay disbursements and other liabilities, has been struck off.


New chair a “dominating issue” for Legal Services Board

9 February 2023

The arrival of a new chair of the Legal Services Board, taking up the post in April, is the “dominating issue” in its governance, a report by external consultants has found.


SDT orders client who brought case against City solicitors to pay £291k in costs

8 February 2023

The Solicitors Disciplinary Tribunal has ordered a former client of City firm Simmons & Simmons to pay costs of £291,000 after throwing out his private prosecution of two of its solicitors.


Strike-off for solicitor whose fake PI claim “shattered public trust”

7 February 2023

A solicitor who “shattered” public trust in the profession by making a fake personal injury claim through the law firm where he worked has been struck off.


LeO has 22 ongoing enforcement actions against lawyers

7 February 2023

The Legal Ombudsman has 22 live enforcement cases against legal services providers that have failed to comply with its decisions, according to the latest figures.


Trio of solicitors sanctioned for conveyancing firm misconduct

6 February 2023

A solicitor whose misconduct included using client money to help his firm with cash flow difficulties has been struck off, while two solicitors he hoodwinked have also been sanctioned.

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The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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