Compliance & Regulation
High Court rejects solicitor-turned-barrister’s disbarment appeal
A solicitor turned barrister, disbarred for dishonesty relating to earlier disciplinary action taken against him by the SRA, has failed in his appeal to the High Court.
KC loses appeal against suspension for disclosure failure
A senior criminal law KC has failed in an appeal against a year-long suspension imposed for his decision not to disclose surveillance evidence which ultimately led to a conviction being overturned.
Bar Council set for first Black chair after Mills election
Barbara Mills KC is set to become the first Black person and person of colour to lead the Bar in 2025 after being elected as vice-chair of the Bar Council for next year, amid a flurry of appointments.
Senior partner who admitted acting “disgracefully” is struck off
A former senior partner who admitted acting “disgracefully” and dishonestly by creating invoices for probate work that had already been paid for, has been struck off.
Firms must avoid “knee-jerk response” to sexual misconduct claims
Law firms must avoid giving a “knee-jerk response” to complaints of sexual harassment, a leading reputation management lawyer has said.
Suspension for bankrupt solicitor who continued to practise as locum
A solicitor who continued working after going bankrupt, which automatically suspended her practising certificate, and also pursued a private property purchase, has been suspended indefinitely.
Lawyers facing SRA investigations need “regulatory realism”
Lawyers being investigated by the Solicitors Regulation Authority should show “regulatory realism” and avoid acting as if they faced private litigation, an expert has cautioned.
Strike-off for solicitor who deleted SRA emails to co-owner wife
A man who deleted emails to his wife, a fellow solicitor and co-owner of their firm, to try and hide an investigation by the Solicitors Regulation Authority, has been struck off.
Solicitor put forward benefit fraud scheme to client
A solicitor who suggested a dishonest scheme that would allow his client to commit benefit fraud – and enrich himself – has been struck off.
Barrister with assault conviction fined for drink driving
A barrister who was suspended for four months in 2020 following an assault conviction, has been fined £5,500 by a Bar disciplinary tribunal for drink driving.
Blog
Accountability has to live within governance, not with one person
The assumption has long been that a COLP or COFA is personally exposed to the consequences of anti-money laundering breaches.
The SRA’s client money reforms: good intentions, questionable execution
On the face of it, the SRA’s plans to tighten protections around client money sounds sensible. The detail, as ever, tells a more complicated story.
Recruitment, retention and reward in the legal accounts world
Understanding the legal finance market is important – not just for those actively involved in it day-to-day but also for leaders within law firms.
