Compliance & Regulation


IT worker used firm email in bid to influence coroner

18 September 2023

An IT support worker at a major London law firm who sought to influence a coroner by sending misleading emails using his work account has been banned from the profession.


Size and amount of property work “main drivers” of PII premiums

15 September 2023

Smaller law firms and practices that mainly operate in conveyancing pay twice the level of professional indemnity insurance premium of others, new research has shown.


Four years on, BSB starts paying for Legal Choices again

15 September 2023

The Bar Standards Board has decided to restart paying its share to the cost of the consumer-facing website run by all the legal regulators, four years after pulling out.


Vineall urges Bar to lead innovation and keep external investors at bay

14 September 2023

Barristers need to lead innovation at the Bar if they want to avoid sharing the fruits of their labours with external investors, the Bar Council chair said last night.


Solicitor who changed date of legal charge is struck off

14 September 2023

A solicitor who changed the date on a legal charge having missed the deadline for registration at Companies House has been struck off by the Solicitors Disciplinary Tribunal.


SDT fines senior solicitor £25,000 for sexual assault convictions

13 September 2023

A senior solicitor convicted of sexually assaulting two women in his local pub has been fined £25,000 by the Solicitors Disciplinary Tribunal.


Firms risk SDT as they fail to act on new workplace conduct rules

13 September 2023

Law firms are struggling to understand the Solicitors Regulation Authority’s workplace environment rules introduced earlier this year, a leading regulatory solicitor has warned.


Government pulls back on single regulator for insolvency practitioners

13 September 2023

The government has rowed back on a proposal to introduce a single regulator for insolvency practitioners but will take statutory power to do it in future if needed.


From offensive emails to misusing client money – solicitor struck off

12 September 2023

A solicitor whose misconduct “spiralled” from maladministration to using client money to pay personal expenses, and included calling a client a “spastick”, has been struck off.


SRA approves transfer of law firm owned by AIM-listed company

12 September 2023

The Solicitors Regulation Authority has approved new owners for an alternative business structure set up by an AIM-listed personal pension provider.

← Older posts Page 151 of 274 Newer posts →

Blog


Why onboarding has become a strategic priority for law firms

One of the most influential stages of the client journey – client onboarding – often receives less strategic attention than it deserves.


Why law firms are getting AI supervision wrong

The profession’s response to AI supervision failures misunderstands the nature of LLM output – there needs to be for a shift in the culture.


Beyond the PII premium – rethinking risk

Professional indemnity insurance renewal is often treated as an annual pricing exercise. But it is also a chance to show how effectively you identify, manage and mitigate risk.


Loading animation