Compliance & Regulation


CAT strikes out challenge to Scottish Bar rules

12 November 2025

The Competition Appeal Tribunal has struck out a challenge to the rules of the Faculty of Advocates, the Scottish Bar, over a restriction on who can instruct barristers.


KC: Law of agency and delegation could help challenge Mazur

11 November 2025

The “basic principles of agency and delegation” could be used to argue that the Mazur judgment was wrongly decided, a KC and judge has suggested.


Solicitor suspended for hiding firm’s financial problems from SRA

11 November 2025

A law firm partner who failed to disclose to the Solicitors Regulation Authority that her firm was facing a winding-up petition has been suspended for three months.


FCA to have extensive powers over lawyers in AML role

10 November 2025

Deeper checks of law firm owners and the ability to bring criminal prosecutions are among the powers proposed for the FCA once it takes over supervising lawyers’ AML activities.


Court to rule on SRA’s powers to see privileged material

10 November 2025

The High Court is set to decide on whether the Solicitors Regulation Authority has the power it claims to examine legally privileged material as part of investigations.


SDT clears solicitor of dishonesty over costs claim

10 November 2025

A solicitor accused of dishonestly seeking more costs than his client was entitled to claim has been cleared by the Solicitors Disciplinary Tribunal.


SRA belatedly publishes restrictions placed on Mazur lawyer

7 November 2025

The fee-earner at the heart of the Mazur ruling is a ‘senior litigation executive’ who was suspended indefinitely as a solicitor 17 years ago, the SRA has revealed.


Strike-off for solicitor who lied to Home Office and MP

6 November 2025

A solicitor who lied to his client, his law firm, the Home Office and an MP after failing to make submissions in an asylum claim has been struck off.


Regulators should have access to centralised data on law firms

6 November 2025

A centralised ‘risk and intelligence hub’ should be created and accessible to all regulators to flag up law firms showing early signs of systemic failure.


Minister: Mazur supports “growing” case for review of legal regulation

5 November 2025

The Mazur ruling is further evidence of “a growing case for re-examining the legislative foundations of legal services regulation”, the Ministry of Justice has said.

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