Compliance & Regulation


APIL in new bid to ban all cold calling

20 April 2023

The Association of Personal Injury Lawyers is seeking an amendment to a data protection bill currently going through the House of Commons to ban all cold calling.


CILEX can press ahead with talking to SRA about switching regulator

19 April 2023

The Chartered Institute of Legal Executives has the power, in principle, to change its regulator to the Solicitors Regulation Authority, the Legal Services Board has decided.


SDT rejects US firm’s “astonishing” bid to see ex-trainee’s evidence

19 April 2023

The SDT has dismissed as “astonishing” arguments put by a US law firm to see all the evidence in the prosecution of a former trainee solicitor before its witnesses give evidence.


Major project to examine legal ethics after the Post Office scandal

19 April 2023

A three-year project to understand the ethical problems that arose for lawyers involved in the Post Office scandal, and how they can be avoided in future, has been launched.


Strike-off for solicitor who kept charity in dark while overcharging estate

18 April 2023

A solicitor who overcharged a deceased client’s estate by £35,000 and sold his house to a company owned by a trust of which she was a beneficiary has been struck off.


SDT “went easy” on solicitor who tried to trick farmer out of tenancy

18 April 2023

The Solicitors Disciplinary Tribunal was wrong to find that an agricultural law solicitor who used a ‘common’ ruse to trick an opponent was not dishonest.


Big fine for solicitor’s sexual harassment “a clear message”, says SDT

17 April 2023

A male City solicitor who sexually harassed a female solicitor at a work event has been fined £30,000 in what a tribunal said was a “clear message” that such behaviour is “completely unacceptable”.


SQE stands up in the era of ChatGPT, says SRA chief

17 April 2023

The Solicitors Qualifying Examination holds up well in the era of artificial intelligence (AI) chatbot ChatGPT, the boss of the Solicitors Regulation Authority says today.


City law firm staff banned after indecent photos convictions

14 April 2023

Two support staff at leading City practices have been banned from the profession after being convicted of possessing indecent photographs of children.


“Over-excited” firms risk ChatGPT data breaches

13 April 2023

Law firms and other businesses that are “over-excited” by the potential of ChatGPT to boost productivity risk inputting sensitive and confidential client information.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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