Compliance & Regulation


SDT finds City lawyer guilty over obsession with teenage colleague

15 May 2023

A City lawyer who shared intimate pictures with a teenage apprentice and ogled her as she spread her legs in a swivel chair in the office was found guilty of multiple charges of misconduct last week.


SRA “spent three years deciding not to take regulatory action”

12 May 2023

It took the Solicitors Regulation Authority three years to decide not to take regulatory action against a solicitor, it has emerged.


Cost of practising to rise sharply as SRA and Law Society unveil budgets

11 May 2023

Solicitors’ practising fees are set to increase substantially this year, with the Solicitors Regulation Authority and Law Society needing an extra £9.3m to fund their work.


Partner was “blinded” by desire to keep best client

11 May 2023

A solicitor who described a property developer currently being investigated by the Serious Fraud Office as his law firm’s “best client” has been fined £45,000 for misconduct.


Former solicitor with unpaid SDT fine cannot return to profession

10 May 2023

The Solicitors Disciplinary Tribunal has ruled that a struck-off solicitor, who had still not paid £2,700 of a fine it imposed for a previous offence in 2011, cannot return to the profession.


Jailed solicitor’s fraud has cost profession £2.7m so far

9 May 2023

The SRA Compensation Fund has paid out over £2.7m to clients of the law firm operated by Christopher Michael Bilmes, a solicitor jailed for fraud last month.


Male partner fined £23k for lewd song directed at female trainee

5 May 2023

A male partner who sang a song about a trainee solicitor’s vagina, accompanied by lewd gestures, at a Christmas party gathering in a pub has been fined £23,000.


Post Office scandal highlights risk of lawyers “absorbing client’s view”

5 May 2023

The Post Office scandal highlights the dangers of lawyers absorbing and reflecting back their client’s view “without sufficient independence and critical detachment”.


SRA bans Court of Protection fee-earner and rebukes her supervisor

4 May 2023

A fee-earner who failed to manage a vulnerable client’s affairs properly – using her own money to cover her errors – and the partner who supervised her have both been sanctioned.


Axiom founder loses appeal over 14-year fraud sentence

3 May 2023

Timothy Schools, the struck-off solicitor jailed for 14 years last summer for pocketing at least £20m from the Axiom Legal Financing Fund, has failed in a bid to reduce his sentence.

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Blog


The SRA needs to admit it got it wrong about SLAPPs

The High Court judgment in Ashley Hurst v SRA in January raises serious questions about the regulator’s approach to allegations of SLAPP-like behaviour.


Why menopause support belongs on every law firm’s agenda

Progression in the law slows significantly as women approach senior leadership. Most will be at the height of their careers around the average age menopause symptoms begin.


Law firms need to go beyond document checks

At the root of every failed compliance review is a familiar phrase: a calm assertion of “but we did a document check”.


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