Compliance & Regulation
LSB set to recommend bigger fining powers for SRA and other regulators
The Legal Services Board is set to make a direct request to the government to increase the Solicitors Regulation Authority’s fining powers beyond the current £25,000 limit.
SRA to toughen up on compliance with continuing competence rules
The Solicitors Regulation Authority is to step up efforts to ensure compliance with continuing competence obligations, particularly among conveyancers and probate specialists.
SRA allows convicted and struck off ex-solicitor to work for law firm
A solicitor jailed for perverting the course of justice after sharing information about police activities with drug dealers, and then struck off, has been allowed to return to work at a law firm.
Conveyancer who told trainee to falsify email is struck off
A solicitor who falsified emails in five conveyancing transactions as he struggled to cope with the post-Covid work surge, in one case telling a trainee to send a client false information, has been struck off.
Solicitors “should get empathy training”, LSB research suggests
Solicitors should get training in “soft skills/empathy” as part of their continuing professional development, research for the Legal Services Board has suggested.
BSB drops transgender case study from revised social media guidance
The Bar Standards Board has dropped a case study from its revised social media guidance concerning gender-critical views after it was accused of promoting a ‘gender ideology’.
SDT clears ex-trainee of lying to law firm about LPC performance
A former trainee in the London office of a US law firm has been cleared of telling partners he had not failed any legal practice course examinations, when in fact he had.
LSB has “no role” in regulating lawful use of NDAs, Bar Council says
The Legal Services Board has “no role” in “attempting to control or regulate lawyers involved in assisting clients in the lawful use of NDAs”, the Bar Council has said.
SRA shuts down three immigrations firms caught in Daily Mail sting
The Solicitors Regulation Authority has shut down three of the law firms named in a Daily Mail undercover investigation last week after the newspaper provided recordings and transcripts.
Male barrister disbarred for sexually harassing female pupils
A male barrister who told one pupil that she needed to have sex with senior members of the Bar to be successful and another that she was frigid has been disbarred.
Blog
Accountability has to live within governance, not with one person
The assumption has long been that a COLP or COFA is personally exposed to the consequences of anti-money laundering breaches.
The SRA’s client money reforms: good intentions, questionable execution
On the face of it, the SRA’s plans to tighten protections around client money sounds sensible. The detail, as ever, tells a more complicated story.
Recruitment, retention and reward in the legal accounts world
Understanding the legal finance market is important – not just for those actively involved in it day-to-day but also for leaders within law firms.
