Compliance & Regulation


Solicitor who changed date of legal charge is struck off

14 September 2023

A solicitor who changed the date on a legal charge having missed the deadline for registration at Companies House has been struck off by the Solicitors Disciplinary Tribunal.


SDT fines senior solicitor £25,000 for sexual assault convictions

13 September 2023

A senior solicitor convicted of sexually assaulting two women in his local pub has been fined £25,000 by the Solicitors Disciplinary Tribunal.


Firms risk SDT as they fail to act on new workplace conduct rules

13 September 2023

Law firms are struggling to understand the Solicitors Regulation Authority’s workplace environment rules introduced earlier this year, a leading regulatory solicitor has warned.


Government pulls back on single regulator for insolvency practitioners

13 September 2023

The government has rowed back on a proposal to introduce a single regulator for insolvency practitioners but will take statutory power to do it in future if needed.


From offensive emails to misusing client money – solicitor struck off

12 September 2023

A solicitor whose misconduct “spiralled” from maladministration to using client money to pay personal expenses, and included calling a client a “spastick”, has been struck off.


SRA approves transfer of law firm owned by AIM-listed company

12 September 2023

The Solicitors Regulation Authority has approved new owners for an alternative business structure set up by an AIM-listed personal pension provider.


Legal regulators and representatives join government SLAPPs taskforce

12 September 2023

Legal regulators and representative bodies were yesterday named as members of a new government taskforce aiming to clamp down on SLAPPs.


“Catalogue of mistakes” – STEP makes case for will-writing regulation

8 September 2023

Nearly half of consumers who have a will either wrote their own or obtained it through a cheap online service, with hardly any checking the credentials of the provider.


Government set to resist calls for ban on NDAs in the workplace

8 September 2023

The government indicated this week that it would resist calls for a statutory ban on non-disclosure agreements in the workplace, having been told that lawyers “are part of the problem”.


Solicitor who “failed to disclose existence of clients” struck off

8 September 2023

A solicitor who told clients to pay fees into his personal bank account, in some cases for work that was never done, has been struck off by the Solicitors Disciplinary Tribunal.

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Now that Andy Burnham has become prime minister, the Public Office (Accountability) Bill, otherwise known as the Hillsborough Law, will receive a real boost of political capital.


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