Compliance & Regulation
Rebuke for solicitor caught on camera making “lewd gesture”
A solicitor who was caught on camera making a “lewd gesture” at a colleague at the firm’s Christmas party has been rebuked by the Solicitors Regulation Authority.
LSB considers ban on NDAs unless employee asks for one
Lawyers could be banned from drafting NDAs in cases of sexual harassment, discrimination or whistleblowing unless the member of staff involved has asked for one.
Number of SRA investigations into SLAPPs continues to rise
The number of law firms being investigated for possible misconduct relating to SLAPPs has doubled since the summer to 40, the chief executive of the SRA revealed yesterday.
Increase in suspicious activity reports made by lawyers
The number of suspicious activity reports made by lawyers rose last year but continues to represent just a tiny fraction of reports received by the National Crime Agency.
CMCs still pushing out “misleading and unfair” advertising
Claims management companies are still producing “misleading, unclear and unfair advertising”, the Financial Conduct Authority has said.
Unrepentant barrister disbarred for breaking Supreme Court embargo
The barrister found in contempt of court by the Supreme Court after he released its embargoed ruling on the planned third runway for Heathrow airport has now been disbarred.
And then there were two – SRA shuts another Metamorph firm
The Solicitors Regulation Authority last week closed down yet another firm in the Metamorph Law Group, leaving just two still operating.
Firm handed largest-ever fine for transparency rules non-compliance
The Solicitors Regulation Authority has fined a law firm that did not comply with its transparency rules £3,500, the highest penalty it has issued for the offence.
BSB returns to “part fund” Legal Choices website
Legal Choices, the consumer-facing website which since 2019 has been paid for by all the legal regulators apart from the Bar Standards Board, is now receiving “part funding” from the BSB.
MPs criticise rugby bosses for response to club owner’s SDT sanction
MPs have criticised the Rugby Football Union for not taking action against an owner of a leading club who was banned from working for law firms.
Blog
Amplifying reach through employee-driven thought leadership
Nine in 10 executives believe thought leadership is critical to building authority, yet only a quarter feel they have implemented a robust strategy.
Divorce escrow: asset sales before final settlement
When significant matrimonial assets are sold before a final financial order is agreed, holding the proceeds safely and neutrally can present real practical challenges.
AML lacks clarity – and standards are suffering
If firms are buckling under the pressure of AML regulations, subject to ever-increasing fines, then something is clearly not working as it should be.
